The Motley Fool

JUNE 23, 2023

Image source: Getty Images What happened The SEC has fined JPMorgan Chase & Co. $4 On Thursday, the SEC said JPMorgan accidentally deleted the records in the first quarter of 2018 as it was troubleshooting glitches. Deleted records date from January 2018 to April 2018.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Banks Legal Accounting 130

The Motley Fool

AUGUST 4, 2024

That's up from a trough of approximately 39% in November 2022 and an even steeper drop to 32% in January 2018. First, the Securities and Exchange Commission (SEC) finally approved 11 applications to launch exchange-traded funds (ETFs) based on Bitcoin's spot price. What's the bigger story?

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) Portfolios Exchange-Traded Funds Legal 246

The Motley Fool

DECEMBER 6, 2024

With shares trading up around 59% in the last 30 days, Super Micro Computer (NASDAQ: SMCI) is showing signs of recovery as investors become more confident that it can remain listed on the Nasdaq Composite stock exchange. The stock was delisted from the Nasdaq for a time back in 2018 for failing to file required financial reports.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Financial Institutions Legal Stock Exchanges 130

The Motley Fool

MARCH 11, 2024

All parties believe they have done their job -- and legally, they have." However, the company has included them in its annual report to shareholders since 2018 when GAAP reporting was changed to reflect unrealized capital gains and losses in earnings as well as realized gains and losses. What about companies other than Berkshire?

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Conglomerates Investors Shareholders 130

The Motley Fool

JANUARY 3, 2025

After digging through some of Quantum Computing's filings with the Securities and Exchange Commission ( SEC ), I think my suspicions are valid. After the legal turbulence settled in 2018, the company essentially pivoted again, rebranding itself as Quantum Computing Inc.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Legal Shareholders Capital 130

Pension Pulse

NOVEMBER 28, 2024

The American authorities are interested in the matter because Azure's shares were traded on the New York Stock Exchange, before being delisted in July 2023. Mr. Rosling is not one of them, but he nevertheless finds himself implicated in this matter, according to a civil complaint from the Securities and Exchange Commission (SEC).

Securities and Exchange Commission (SEC) 59

Securities and Exchange Commission (SEC) Pension Funds Conglomerates Legal 59

The Motley Fool

NOVEMBER 7, 2024

In addition to these earnings docents, a copy of our 10-Q when filed, can be found on the SEC filings page of the IR site. We've made some big announcements the past few months relating to securing capital that can propel our growth. In late August, we announced the strategic transaction with Sixth Street. We have been.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Asset Management Prospects Assets 130

The Motley Fool

FEBRUARY 6, 2024

Plus, Motley Fool retirement expert Robert Brokamp continues his conversation with Michael Finke, a professor of wealth management and the director for the Granum Center for Financial Security at The American College of Financial Services. Ricky Mulvey: I want to move on to the Flutter listing in a sec. We'll put it that way.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) New York Stock Exchange Debt Legal 130

The Motley Fool

NOVEMBER 12, 2024

Factors that could cause actual results to differ materially from those in the forward-looking statements are included in our press release published today and in our reports filed with the Securities and Exchange Commission. Richard Garchitorena -- Wells Fargo Securities -- Analyst Great. Then you’ll want to hear this.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Capital Debt Leveraging 130

The Motley Fool

AUGUST 6, 2024

[Operator instructions] At this time, I would like to turn the call over to Tryn Stimart, AbCellera's chief legal and compliance officer. Tryn Stimart -- Chief Legal and Compliance Officer Thank you. I'm Tryn Stimart, AbCellera's chief legal and compliance officer. You may proceed.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Legal Funds Assets 130

The Motley Fool

MAY 3, 2024

I would now like to turn the conference over to Rana Schirmer, director of SEC reporting. Rana Schirmer -- Director, Securities and Exchange Commission Reporting Thank you, operator. [Operator instructions] Please note this event is being recorded. Please go ahead. Should you invest $1,000 in BJ's Restaurants right now?

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Leveraging Shareholders Capital 130

The Motley Fool

JULY 27, 2023

Securities and Exchange Commission. We delivered strong sequential improvement in adjusted EBITDA margin for both Subsea and Surface technologies, including a 420 basis point increase in Subsea to 14.4%, the highest quarterly margin since 2018. when excluding foreign exchange impacts. In Subsea revenue was $1.6

Securities and Exchange Commission (SEC) 100

Securities and Exchange Commission (SEC) Legal Shareholders Capital 100

The Motley Fool

FEBRUARY 13, 2024

These risks and uncertainties are detailed in the Risk Factors section of our filings with the Securities and Exchange Commission, specifically in the company's annual report on Form 10-K filed with the SEC on February 15, 2023, and its quarterly report on Form 10-Q filed with the SEC on November 1, 2023.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Capital Prospects Companies 130

The Motley Fool

OCTOBER 17, 2024

These risks and uncertainties are described in detail in our Securities and Exchange Commission filings, including our most recent Form 10-K for the fiscal year ended December 31, 2023, and subsequent filings. We launched da Vinci SP in Q3 of 2018 and the installed base now stands at 243.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Depreciation Taxes Capital 130

The Motley Fool

OCTOBER 25, 2024

Securities and Exchange Commission, the Brazil Comissao de Valores MobiliArios, and in particular, the factors discussed under forward-looking statements and risks factors in Vale's annual report on Form 20-F. This quarter we delivered the highest iron ore production since 2018, underscoring our focus on operational excellence.

Debt 130

Debt Securities and Exchange Commission (SEC) Assets Portfolios 130

The Motley Fool

JULY 27, 2023

I'd like to remind you that certain statements in this presentation and during the Q&A may relate to future events and expectations, and as such, constitute forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Our first question comes from Andrew Bond of Rosenblatt Securities.

Securities and Exchange Commission (SEC) 100

Securities and Exchange Commission (SEC) Assets Banks Hedge Funds 100

The Motley Fool

FEBRUARY 23, 2024

Securities and Exchange Commission, the Brazilian Comissao de Valores Mobiliarios, and, in particular, the factors discussed under Forward-looking Statements and Risk Factors in Vale's annual report on Form 20-F. And in December, we had the highest monthly output since 2018. Should you invest $1,000 in Vale right now?

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Assets Finance Financing 130

The Motley Fool

FEBRUARY 7, 2024

We've made progress toward securing deals, and we expect to have more to share with you in the near future. The board has also authorized the company to begin repurchasing shares for the first time since fiscal 2018, and we plan to start by targeting $3 billion this fiscal year. Operator, next question, please. Operator Thank you.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Banks Shareholders Accounting 130

The Motley Fool

JULY 26, 2024

Securities and Exchange Commission, the Brazilian Comissao Valores Mobiliarios, and in particular, the factors discussed under forward-looking statements and risk factors in Vale's annual report on Form 20-F. And our third pillar is to fight extreme poverty, which will help avoid the legal exploitation of land.

Finance 130

Finance Financing Securities and Exchange Commission (SEC) Assets 130

The Motley Fool

JANUARY 28, 2024

I believe my summer internship started in 2016, but I don't think I was hired on full time until 2018, if memory serves, I say that very tepidly, but I'm not positive. Does the company maintain a high standard of disclosure consistent with SEC guidelines? How many years now at The Motley Fool, you can include your summer internship?

Capital 130

Capital Securities and Exchange Commission (SEC) Shareholders Companies 130

Sara Grillo

SEPTEMBER 26, 2022

And that’s actually not true, it’s actually the term financial planner is specifically regulated by the SEC, SEC interpretive release 1092, the applicability of the Advisors Act to financial planners clearly states that. The confusion is with the CFP. That’s where the confusion is coming from.

Securities and Exchange Commission (SEC) 59

Securities and Exchange Commission (SEC) Education Consulting Consultants 59

The Motley Fool

JANUARY 31, 2024

Securities and Exchange Commission. And as you can see, since 2018, top-line sales growth has been 7% in average; bottom line, even 14% CAGR. Your next question comes from the line of Seamus Fernandez from Guggenheim Securities. But is that a restriction a legal one? And with that, I'll hand across to Vas.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Shareholders Banks Stakes 130

The Motley Fool

MARCH 10, 2025

Thanks to Berkshire Hathaway's quarterly operating results, as well as Form 4 filings with the Securities and Exchange Commission (SEC), some of Buffett's trading activity can be brought to light on a somewhat regular basis. One of the primary lures of Sirius XM is its unique positioning as a legal monopoly.

Securities and Exchange Commission (SEC) 233

Securities and Exchange Commission (SEC) Legal Stakes Portfolios 233

The Motley Fool

FEBRUARY 10, 2025

14, marks the deadline for institutional investors with at least $100 million in assets under management to file Form 13F with the Securities and Exchange Commission (SEC). Thanks to other required filings with the SEC, we're aware of three stocks he's purchased, as well as one he's been aggressively selling.

Securities and Exchange Commission (SEC) 221

Securities and Exchange Commission (SEC) Banks Legal Assets 221

Sara Grillo

SEPTEMBER 12, 2022

The CFP Board promotes a faux fiduciary standard that does not require its members to disclose potential conflicts of interest in writing and that does not require them disclose the percentage or amount of commission its members may receive from the sale of insurance products with opaque commissions. Source: SEC.

Securities and Exchange Commission (SEC) 80

Securities and Exchange Commission (SEC) Consulting Consultants Education 80

The Motley Fool

MARCH 24, 2025

The Securities and Exchange Commission (SEC) has reportedly decided to drop its lawsuit against Ripple (the company behind the XRP token) that has been ongoing since December 2020. The all-time high for XRP is just $3.84, and that was all the way back in 2018. And things just keep getting better for XRP.

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) Due Diligence Exchange-Traded Funds Legal 246

Pension Pulse

NOVEMBER 22, 2024

Securities and Exchange Commission. and Azure won contracts from the Indian national government to build a solar power production facility, according to an SEC charging document filed in a New York City federal court. In 2019, his company, Adani Green Energy Ltd., Adani Green sought to raise money from U.S.

Securities and Exchange Commission (SEC) 59

Securities and Exchange Commission (SEC) Pension Funds New York Stock Exchange Stock Exchanges 59

The Motley Fool

FEBRUARY 15, 2025

Securities and Exchange Commission (SEC) sued Ripple, alleging that the company broke securities laws when it sold its XRP (CRYPTO: XRP) cryptocurrency to investors. Ripple hasn't been the SEC's only target. Why has Ripple faced so much scrutiny from the SEC? Back in 2020, the U.S.

Securities and Exchange Commission (SEC) 243

Securities and Exchange Commission (SEC) Investors Banks Consulting 243

The Motley Fool

JANUARY 15, 2025

Securities and Exchange Commission (SEC) sued a company called Ripple, alleging it was in breach of the law for the way it issued its XRP (CRYPTO: XRP) cryptocurrency. The two parties were locked in a fierce legal battle until it was partially resolved in 2024, but it isn't officially over yet (more on that in a moment).

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) Banks Financial Institutions Legal 246

The Motley Fool

JANUARY 3, 2025

For example, a Japanese bank can send XRP to a German bank instead of sending Japanese yen, to bypass currency exchange fees and other transaction costs. Securities and Exchange Commission (SEC) sued Ripple in 2020, claiming the XRP token should be classified as a financial security, like a stock or a bond.

Securities and Exchange Commission (SEC) 244

Securities and Exchange Commission (SEC) Exchange-Traded Funds Banks Legal 244

The Motley Fool

NOVEMBER 7, 2024

million of company-incurred legal expenses in connection with an intellectual property claim brought by the descendants of Hubert Hansen in relation to the company's use of the Hubert Hansen name prior to the transaction with the Coca-Cola Company, which closed in 2015. per share due to the unfavorable foreign currency exchange rates.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Taxes Companies Prospects 130

The Motley Fool

MARCH 21, 2025

dollars to XRP tokens, and then send those tokens to a Japanese bank, eliminating currency exchange fees and other transaction costs (it only costs 0.00001 XRP per transaction, or $0.000023 at the current price, so a minuscule fraction of one cent). Securities and Exchange Commission (SEC). government.

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) Financial Institutions Exchange-Traded Funds Banks 246

The Motley Fool

FEBRUARY 2, 2025

The case for XRP: A friendlier Securities and Exchange Commission In 2020, the U.S. Securities and Exchange Commission (SEC) sued a company called Ripple for the way it distributed its cryptocurrency, XRP. Hence, it doesn't fit the description of a financial security.

Securities and Exchange Commission (SEC) 173

Securities and Exchange Commission (SEC) Exchange-Traded Funds Banks Legal 173

The Motley Fool

DECEMBER 25, 2024

For example, an American bank might send XRP to a Japanese bank rather than sending American dollars, which would eliminate currency exchange fees and other transaction costs. Therefore, investors are hoping that Ripple's legal woes will disappear after Jan. Ripple also created the XRP crypto token to standardize those transactions.

Securities and Exchange Commission (SEC) 245

Securities and Exchange Commission (SEC) Financial Institutions Exchange-Traded Funds Banks 245

The Motley Fool

JANUARY 24, 2025

Ripple has faced scrutiny since 2020 Ripple has been locked in a contentious legal battle with the U.S. Securities and Exchange Commission (SEC) since 2020. The regulator alleged Ripple violated securities laws for the way it sold the XRP token to the public. Shortly after Nov. trillion valuation.

Securities and Exchange Commission (SEC) 231

Securities and Exchange Commission (SEC) Banks Legal Assets 231