Integrity Financial Planning

MARCH 19, 2023

As a result, and due to the fact that, like many large bank accounts, most of SVB’s funds were not covered by the FDIC (Federal Deposit Insurance Corporation), other venture capital firms and tech companies panicked, yanking their funds due to the stock loss.

Mutual Funds 97

Mutual Funds Banks Startups Venture Capital 97

The Motley Fool

SEPTEMBER 13, 2023

Bonus offer: unlock best-in-class perks with this brokerage account Read more: best online stock brokers for beginners That's a significant percentage of investors who are confident AI will give them good financial advice. Still, before you hand your brokerage account decisions over to an AI bot, there are a few things you should consider.

Mutual Funds 130

Mutual Funds Exchange-Traded Funds Legal Prospects 130

The Motley Fool

MAY 7, 2024

He was CEO of Intuit , if you're not familiar, which is the company behind QuickBooks, which is the small business accounting software package. Then active accounts grew sequentially, which is a little bit of a reversal from recent trends. Matt Frankel: He came from the small and medium sized business world. Hey, we got to stablecoin.

Accounting 245

Accounting Financing Finance Consultants 245

Integrity Financial Planning

NOVEMBER 7, 2022

This strategy is when you sell stocks, mutual funds, exchange-traded funds (ETFs), and other investments carrying a loss to offset gains from other investments sold. If this might be the case for you, engaging in tax-loss harvesting may help you save on taxes in a sensible, legal way. What is Tax-Loss Harvesting?

Taxes 98

Taxes Mutual Funds Exchange-Traded Funds Investing 98

The Motley Fool

MARCH 22, 2024

Wealthy Americans also tend to put their money in investment funds, such as mutual funds. An easy way to invest in the stock market is with an index fund. But many more simply take advantage of legal tax avoidance strategies. Contribute to an individual retirement account (IRA) through a stock broker.

Debt 130

Debt Taxes Mutual Funds Financing 130

The Motley Fool

APRIL 27, 2024

A broker-dealer firm is in the business of buying and selling securities -- stocks, bonds, mutual funds and certain other investment products -- on behalf of its customers (as broker), for its own account (as dealer) or both. Do you or your firm have a legal or disciplinary history? What are your other qualifications?

Securities and Exchange Commission (SEC) 100

Securities and Exchange Commission (SEC) Mutual Funds Education Legal 100

The Motley Fool

APRIL 4, 2024

You probably think of your 401(k) as your retirement account -- and you'd be right, to a degree. You decide how much you'd like to defer from each paycheck and these funds are always yours to use as you'd like. You usually choose from a handful of mutual funds , and your employer is in charge of selecting the options.

Mutual Funds 100

Mutual Funds Taxes Accounting Legal 100

Fortune Financial

NOVEMBER 22, 2022

The IRS does not tax what you divert directly from your paycheck into your retirement or health savings accounts. The limit for flexible spending accounts is $2,850 in 2022, but be mindful of your policy. Some accounts require the funds to be used before the calendar year ends. Important Note.

Taxes 98

Taxes Education Mutual Funds Accounting 98

The Motley Fool

MAY 28, 2024

Motley Fool host Alison Southwick and personal finance expert Robert Brokamp answer listener questions about 403(b) accounts and saving for college. I feel like that's legally required. When I retire in three years, can I transfer the Roth 401(k) to a money market or high yield savings account with no penalties or taxes?

Taxes 130

Taxes Accounting Education Shareholders 130

The Motley Fool

OCTOBER 11, 2024

Meade -- General Counsel and Chief Legal Officer Good morning, everyone. We believe the continued path of central bank normalization will support sustained inflows across bond funds, ETFs, and institutional accounts. Sales, asset, and account expense increased 6% compared to a year ago, driven by higher direct fund expense.

Assets 130

Assets Leveraging Mergers and Acquisitions Mutual Funds 130

The Big Picture

JULY 11, 2023

RITHOLTZ: So were you — in the early days, it was mutual funds it was SMAs, what were you guys doing? So it was Franklin, along with mutual fund pioneer Sir John Templeton. JOHNSON: Exactly, the tax… RITHOLTZ: The negative on a mutual fund is phantom taxes. RITHOLTZ: You’re going to be passing that.

Mutual Funds 88

Mutual Funds Mergers and Acquisitions Asset Management Financing 88

Sara Grillo

NOVEMBER 8, 2022

We do not receive any compensation in connection with the management of your account other than this fee. This fee will be debited out of your accounts held at (custodian name) on a quarterly basis. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice.

Mutual Funds 52

Mutual Funds Legal Consultants Consulting 52

Walkner Condon Financial Advisors

MARCH 15, 2023

The concept isn’t particularly new – there have been separately managed accounts (SMAs) available for years that have employed similar strategies around index replication. Listen Now: Past, Present, & Future of Investing In Taxable Accounts Clint & Keith discuss investing in taxable accounts. Higher Net Fees….Better

Mutual Funds 52

Mutual Funds Taxes Assets Accounting 52

Fortune Financial

FEBRUARY 28, 2023

Unknown global markets and volatility could erode retirement accounts. It could cost more than the projected amount if all retirement funds are in a pre-tax account. What Is A Health Savings Account? The balance in HSAs varies based on the age of account holders. Centers for Medicare and Medicaid Services.

Taxes 52

Taxes Accounting Mutual Funds Exchange-Traded Funds 52

The Motley Fool

SEPTEMBER 14, 2023

If you're careful, there's no reason why you can't have an account at one of the big bad, old warehouses, let alone, Schwab or Fidelity, which you're just fine too. What is legally called the fiduciary standard. Don't even think about buying an annuity until you've paid up out of your retirement account to make it to age 70.

Investors 130

Investors Financing Finance Banks 130

Fortune Financial

AUGUST 31, 2022

Green mutual funds and exchange-traded funds (EFTs) also provide a sustainable strategy for potential investments. Green mutual funds and EFTs : This option provides an alternative to selecting individual stocks by providing a broader exposure to green companies. trillion in new green bonds were issued in 2021.

Investing 52

Investing Mutual Funds Exchange-Traded Funds Taxes 52

The Big Picture

NOVEMBER 15, 2022

If you’re in Europe right now, for instance, and you open up an account it Ftx.De, which is you know FTX is European business in Germany. And the legal claim is the fact that you’ve got it and I don’t. It’s like the mutual fund business back in the 80s. But you could invent another one.

Mutual Funds 111

Mutual Funds Financing Finance Asset Management 111

Fortune Financial

JUNE 2, 2023

Unlocking the Power of Net Unrealized Appreciation (NUA) Many workers receive company stock as part of their compensation package or can take advantage of a company 401(k) plan, choosing from a menu of mutual funds, exchange-traded funds and company stock for their investments. The remaining assets may be rolled over.

Taxes 52

Taxes Liabilities Consultants Consulting 52

The Big Picture

AUGUST 29, 2022

But I covered derivatives at first, and then I cover mutual funds. I worked for a (inaudible) called Fund Action and did that for a little while, and then went — I met a guy named Duff Ferguson at AllianceBernstein. They’d be the biggest active mutual fund to shop times over. RITHOLTZ: It’s …. He was the P.R.

Mutual Funds 69

Mutual Funds Funds Assets Asset Management 69

The Motley Fool

AUGUST 7, 2024

And this, coupled with the continued improvements we're making to the accounts transfers flow led margin balances to grow by over 20% in the last five weeks of the quarter to a two-year high of $5 billion. And I'm thinking like custody mutual funds fixed income products, CDs. Craig Siegenthaler -- Analyst That's great to hear.

Assets 130

Assets Fee Structure Mutual Funds Shareholders 130

The Motley Fool

APRIL 17, 2024

Bill Barker: I think that the training in the law and legal rating where you have to have support for every fact, you have to have a citation for every argument. Bill Barker: Then I would say that actually working in a legal office, working as a lawyer, certainly introductory, big law firm life is not for everybody. They pay well.

Financing 130

Financing Finance Law Firms Mutual Funds 130

Zajac Group

NOVEMBER 9, 2021

How does a Donor-Advised Fund Work? After establishing a DAF account, you can fund the account with assets of your choosing. When you donate appreciated stocks, mutual funds, real estate, and other assets, you may receive a tax deduction for up to 30% of your adjusted gross income (AGI) for the year.

Funds 52

Funds Taxes Liabilities Assets 52

The Motley Fool

MAY 28, 2024

They've generally established themselves with law, legal status. Indeed it goes against most of how Wall Street operates and what mutual funds do, which is they constantly rebalance a lot of index funds rebalanced every quarter. It always takes longer than you expect, even when you take into account Hofstadter's law".

Stock Market 130

Stock Market Stock Market Banks Accounting 130

Diamond Consultants

SEPTEMBER 20, 2022

Is your firm aggressive and litigious in pursuing legal remedies for advisors who leave? Does the current book map over in terms of investments (SMA, UMA, mutual funds, alternatives, ETFs, etc.)? Your Current Employment Contract. Do you have garden leave or other post-employment restrictions? Investments and Lending Book.

Due Diligence 52

Due Diligence Fee Structure Mutual Funds Leveraging 52

The Big Picture

OCTOBER 24, 2022

But the career paths from there were either kind of the PhD route, or the legal routes. And so there was a lot of need on the active mutual fund friends. And so my coverage list kind of converted over time to focus more on mutual funds, to focus on five to nine plans, college savings. And it was interesting work.

Mutual Funds 52

Mutual Funds Assets Taxes Consultants 52

Hellman & Friedman LLC

DECEMBER 6, 2021

The oversubscribed round was led by Salesforce Ventures with participation from other investors ServiceNow Ventures; Zoom Video Communications; funds and accounts managed by BlackRock, D1 Capital Partners and another large US-based West Coast mutual fund manager. This offering values Genesys at a valuation of $21 billion.

Funds 40

Funds Mutual Funds Education Consultants 40

The Big Picture

DECEMBER 28, 2022

The mutual fund business is all about sales and investing. And the way the mutual fund industry is set up, the administration of the funds and the management of the investments are two different creatures. That’s legally. Jim Reid (ph), he’s going to take responsibility for that. RITHOLTZ: Right.

Mutual Funds 75

Mutual Funds Consultants Consulting Funds 75

The Big Picture

FEBRUARY 6, 2024

He also helped run some of their mutual funds and helped put together their first ETF, and he has really quite an astonishing track record. The Quality fund mutual fund that GMO runs that symbol G-Q-E-T-X, it’s just crushed it over the past decade. a year, way over both. Really fascinating guy. No minimum.

Mutual Funds 52

Mutual Funds Financing Finance Assets 52

The Motley Fool

AUGUST 2, 2024

businesses; Yanela Frias, chief financial officer; and Rob Axel, controller and principal accounting officer. Additionally, expenses were lower and include a reduction in legal reserves. Expenses in the second quarter were lower than expected, reflecting a reduction in legal reserves and the timing of expenses.

Assets 130

Assets Liabilities Capital Collateral 130

The Motley Fool

JUNE 10, 2024

Andy Cross: David, ETFs, mutual funds, they operate by very strict rules on how they allocate their capital. In this case, for actively managed funds that are rebalancing every quarter, which as you mentioned, at the end of the quarter, beginning next quarter, they do selling and buying to match up the stocks and the positions.

Investing 100

Investing Taxes Mutual Funds Debt 100

The Big Picture

AUGUST 20, 2024

And so I’m gonna own this in a 401k, it’ll be a mutual funds in a taxable account. People earn wages, whether it’s a retirement account or a tax deferred account or just an investment account. Why should I move their accounts elsewhere? It goes so far. Now it’s over 50%.

Asset Management 69

Asset Management Assets Mutual Funds Bidding 69

The Big Picture

APRIL 25, 2023

I mean, at first, I got out of undergrad, and a degree in finance coming out of a small college at the time, Quinnipiac College, the gigs I was offered were essentially customer service jobs at mutual funds, call service, manning the phones, which I was no stranger to. RITHOLTZ: Compliance, legal, and risk. HAMBURGER: Exactly.

Legal 64

Legal Law Firms Consultants Consulting 64

Sara Grillo

MAY 8, 2023

Now… indexed universal life insurance is where a carrier takes a universal life product (as described above) and instead of paying a crediting rate to the policyholder (as they would in a fixed universal life policy), they take those earnings out of their general account and go out and buy call options. What is AG49?

Mutual Funds 59

Mutual Funds Collateral Taxes Leveraging 59

The Big Picture

NOVEMBER 14, 2023

There are a few people in the world who are more knowledgeable about the management of asset managers and what it’s like to actually run a global organization and interact with lots of aspects of the business of finance, whether that’s acquisitions or compliance, or dealing with all the legalities of multi-jurisdictional regulations.

Mutual Funds 52

Mutual Funds Assets Asset Management Law Firms 52

The Big Picture

MAY 9, 2023

And my dad had always said, as many young kids get this advice, doctor, lawyer, accountant, engineer. SALISBURY: And accountant seemed like a reasonable option. And I kind of stumbled my way into accounting. That background of being an accountant was just great bedrock training. RITHOLTZ: Sure. Very different fields.

Liabilities 119

Liabilities Assets Banks Hedge Funds 119

Sara Grillo

JUNE 12, 2023

BARRY FLAGG OR STEVEN ZEIGER: Means how much is the insurance company crediting persons on the policy owner account today? SARA GRILLO: As the financial advisor representing the consumer, does the consumer have a legal right to this information from the insurance company? And it grows or doesn’t grow. Variable products, yes.

Due Diligence 59

Due Diligence Consultants Consulting Accounting 59

The Big Picture

DECEMBER 6, 2022

I remember telling myself, why would anyone invest in mutual funds when you can buy an ETF instead? And I did the math, and I think at that point in time, roughly speaking, assets in ETS were roughly just 10 percent, 12 percent of assets in mutual funds and I was pretty convinced that that number was to increase significantly.

Mutual Funds 64

Mutual Funds Assets Funds Asset Management 64