Article Legal Securities and Exchange Commission (SEC) 
The Motley Fool
JUNE 23, 2023
So what Ever since BlackRock (NYSE: BLK) filed to launch a spot Bitcoin exchange-traded fund (ETF), the sector has rallied, and that excitement did not lose steam today, largely as analysts continued to point to what a catalyst it could be if BlackRock receives approval from the U.S. Securities and Exchange Commission (SEC).
The Motley Fool
JANUARY 6, 2025
steel import levels; construction activity; demand for finished steel products; the expected capabilities, benefits, and timeline for construction of new facilities; the company's operations; the company's strategic growth plan; legal proceedings; the company's future results of operations; financial measures; and capital spending.
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The Motley Fool
FEBRUARY 1, 2024
Steps you can take to protect yourself: When trading securities or seeking investment advice, make sure you're working with a registered investment professional and on a registered exchange or other type of registered investment platform. In Canada, you can use the Canadian Securities Administrators' National Registration Search.
Pension Pulse
NOVEMBER 28, 2024
The American authorities are interested in the matter because Azure's shares were traded on the New York Stock Exchange, before being delisted in July 2023. Mr. Rosling is not one of them, but he nevertheless finds himself implicated in this matter, according to a civil complaint from the Securities and Exchange Commission (SEC).
The Motley Fool
SEPTEMBER 28, 2024
But success like this has attracted the scrutiny of the Biden administration, which wants to curb the legal loophole that lets Temu thrive in this country. Securities and Exchange Commission (SEC) that detailed those quarterly results. The company isn't exactly forthcoming about Temu.
The Motley Fool
FEBRUARY 20, 2025
Booking Holdings would like to remind everyone that this call may contain forward-looking statements which are made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. For example, in Europe, there's the EU AI act. So, you've got to make sure anything you're building is going to fit that.
Private Equity Wire
AUGUST 24, 2023
In a statement the SEC said that the new rules and amendments are "designed to protect private fund investors by increasing transparency, competition, and efficiency in the private funds market". The SEC has given advisers one year to adapt to the new requirements, while those managing less than $1.5bn have been given 18 months.
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