Blackstone News

NOVEMBER 29, 2023

Wilson Sonsini Goodrich & Rosati, Professional Corporation is acting as legal counsel to Rover. Evercore is acting as lead financial advisor and Moelis & Company LLC is also acting as a financial advisor to Blackstone, and Kirkland & Ellis LLP is acting as legal counsel to Blackstone. About Rover Group, Inc.

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Securities and Exchange Commission (SEC) Mergers and Acquisitions Legal Assets 131

Sara Grillo

OCTOBER 31, 2022

A Form ADV, according to definition by the SEC , is a legal document that anyone who is holding him or herself out as a professional financial advisor in the United States must file with the SEC, whether they are state or Federally registered. But first – what is a Form ADV? Here is a summary of each. Form ADV Part I.

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Blackstone News

JUNE 15, 2023

Advisors Qatalyst Partners acted as financial advisor to Cvent, and Kirkland & Ellis LLP acted as legal counsel to Cvent. Morgan Securities LLC acted as financial advisor to the Special Committee, and Goodwin Procter LLP acted as legal counsel to the Special Committee. LLC and UBS acted as financial advisors to Blackstone.

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Securities and Exchange Commission (SEC) Mergers and Acquisitions Legal Enterprise Values 105

The Motley Fool

MAY 2, 2024

Joining me on today's call are Brian Armstrong, co-founder and CEO; Emilie Choi, president and COO; Alesia Haas, CFO; and Paul Grewal, chief legal officer. Information concerning risks, uncertainties and other factors that could cause these results to differ is included in our SEC filings. Devin Ryan -- JMP Securities -- Analyst Great.

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Blackstone News

FEBRUARY 27, 2024

Wilson Sonsini Goodrich & Rosati, Professional Corporation acted as legal counsel to Rover. Evercore acted as lead financial advisor and Moelis & Company LLC also acted as a financial advisor to Blackstone, and Kirkland & Ellis LLP acted as legal counsel to Blackstone. About Rover Group, Inc.

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Securities and Exchange Commission (SEC) Mergers and Acquisitions Legal Hedge Funds 98

The Motley Fool

NOVEMBER 7, 2024

In addition to these earnings docents, a copy of our 10-Q when filed, can be found on the SEC filings page of the IR site. We've made some big announcements the past few months relating to securing capital that can propel our growth. Jim Connolly is here, as you know, he's head of asset management, so he's got all the detail on that.

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Blackstone News

JANUARY 19, 2024

Further details regarding the applicable voting requirements will be contained in a management information circular to be filed with applicable regulatory authorities and mailed to Tricon shareholders in connection with the Special Meeting to approve the Transaction. The Schedule 13E-3 will be filed with the SEC.

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The Motley Fool

AUGUST 9, 2024

Actual results may differ materially from the results expressed or implied in these statements as a result of risks, uncertainties, and other factors, including, but not limited to, the factors set forth in the company's filings with the Securities and Exchange Commission, which can be found on the company's website or at sec.gov.

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The Motley Fool

AUGUST 3, 2023

Joining me on today's call are Brian Armstrong, co-founder and CEO; Emilie Choi, president and COO; Alesia Haas, CFO; and Paul Grewal, chief legal officer. Information concerning risks, uncertainties, and other factors that could cause these results to differ is included in our SEC filings. has struggled to keep pace.

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Securities and Exchange Commission (SEC) Assets Legal Shareholders 100

Pension Pulse

SEPTEMBER 6, 2023

Regulators are pushing private equity firms to do a better job when it comes to valuing their assets. Carolina Mandl and Chris Prentice of Reuters report US SEC overhauls rules for $20 trillion private fund industry: The U.S. The SEC did, however, ban the practice of offering some investors special redemption terms.

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Blackstone News

FEBRUARY 27, 2024

Under the terms of the Transaction, BBDE will retain legal title in respect of the Accounts and BBDE will continue to service the Accounts for a fee. About Blackstone Blackstone is the world’s largest alternative asset manager. Blackstone’s investment will be made entirely on behalf of the firm’s insurance clients.

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The Motley Fool

APRIL 12, 2024

billion or 12% driven by higher firmwide asset management and Investment Banking fees as well as lower net investment securities losses. Securities Services revenue of $1.2 billion were down 4% year on year predominantly driven by lower legal expense. Jim Mitchell -- Seaport Global Securities -- Analyst Hey.

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Securities and Exchange Commission (SEC) Banks Investment Banks Investment Banking 130

Sara Grillo

NOVEMBER 14, 2022

Should those with only insurance licenses that allow them to sell annuities and/or life insurance be held to the same “fiduciary standard” as Registered Investment Advisers (RIAs) with the SEC or state regulators? Are commissions bad? There are a range of risk layoffs that the industry exchanges to the consumer for a fee.

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The Motley Fool

JULY 27, 2023

I'd like to remind you that certain statements in this presentation and during the Q&A may relate to future events and expectations, and as such, constitute forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Our first question comes from Andrew Bond of Rosenblatt Securities.

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Securities and Exchange Commission (SEC) Assets Banks Hedge Funds 100

Sara Grillo

SEPTEMBER 26, 2022

And that’s actually not true, it’s actually the term financial planner is specifically regulated by the SEC, SEC interpretive release 1092, the applicability of the Advisors Act to financial planners clearly states that. The confusion is with the CFP. That’s where the confusion is coming from.

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The Motley Fool

MARCH 22, 2025

Ripple CEO Brad Garlinghouse recently gave XRP holders some long-awaited good news: The Securities and Exchange Commission (SEC) has dropped its lawsuit against the company. The judge said the direct sales to institutional investors violated securities law, but the indirect sales to retail investors did not.

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Securities and Exchange Commission (SEC) Financial Institutions Exchange-Traded Funds Legal 262

Pension Pulse

JUNE 3, 2024

The nation’s market regulator, the Securities and Exchange Commission (SEC), last month stayed the implementation of its climate-related disclosures by public companies in the face of multiple legal challenges from attorneys general of several Republican-led states. We threw it at tech we don’t really need to use.

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The Motley Fool

MARCH 17, 2025

Under the leadership of its new acting director, Mark Uyeda, the Securities and Exchange Commission (SEC) is prioritizing regulatory clarity over enforcement, which is a positive trend. This year, the SEC has already dropped a series of lawsuits against cryptocurrency organizations like Coinbase , Consensys, and Kraken.

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Securities and Exchange Commission (SEC) Mutual Funds Exchange-Traded Funds Pension Funds 308

The Motley Fool

FEBRUARY 9, 2025

XRP could soar following the approval of spot exchange-traded funds (ETFs) In January 2024, the Securities and Exchange Commission (SEC) approved the creation of spot Bitcoin ETFs. If the SEC approves the applications, XRP could be a huge winner this year. Image source: Getty Images. July 2023: U.S.

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Securities and Exchange Commission (SEC) Legal Exchange-Traded Funds Financial Institutions 243

The Motley Fool

FEBRUARY 20, 2025

While XRP is far behind Bitcoin, its institutional ownership could surge with regulatory wins and a potential exchange-traded fund (ETF). The path toward an XRP ETF An ETF is a bundle of assets that can be traded on exchanges like a regular stock. That said, the lawsuit was launched under the SEC's former head, Gary Gensler.

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The Motley Fool

MARCH 24, 2025

Learn More This good news arrived a bit earlier than expected Legal problems tend to be a bit of a buzzkill when it comes to cryptocurrencies -- as they are with investments in general -- and XRP is no stranger to them. Moreover, regulators could perhaps compel crypto exchanges in the U.S. to delist it, which would be even worse.

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Securities and Exchange Commission (SEC) Financial Institutions Exchange-Traded Funds Legal 189

The Motley Fool

FEBRUARY 1, 2025

Monica Long, the president of Ripple Labs (the developer behind XRP), believes an XRP-based exchange-traded fund (ETF) could arrive "very soon." Several companies, including asset management firm Bitwise, have filed S-1 forms with the Securities and Exchange Commission (SEC) requesting approval to create XRP-linked ETFs.

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Securities and Exchange Commission (SEC) Exchange-Traded Funds Financial Institutions Legal 195

The Motley Fool

FEBRUARY 10, 2025

14, marks the deadline for institutional investors with at least $100 million in assets under management to file Form 13F with the Securities and Exchange Commission (SEC). Similar to Sirius XM, the Oracle of Omaha's fascination with VeriSign may have to with its legal monopoly ties. Friday, Feb.

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Securities and Exchange Commission (SEC) Banks Legal Assets 221

Sara Grillo

SEPTEMBER 12, 2022

The CFP Board promotes a faux fiduciary standard that does not require its members to disclose potential conflicts of interest in writing and that does not require them disclose the percentage or amount of commission its members may receive from the sale of insurance products with opaque commissions. Source: SEC.

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The Motley Fool

FEBRUARY 28, 2025

Learn More Tom Lee, managing partner and head of research at Fundstrat Global Advisors, late last year said Bitcoin could exceed $250,000 in 2025 as spot Bitcoin exchange-traded funds (ETFs) and the incoming presidential administration help legitimize the cryptocurrency. But the SEC has since appealed the decision.

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Securities and Exchange Commission (SEC) Exchange-Traded Funds Asset Management Financial Institutions 246

The Motley Fool

FEBRUARY 23, 2025

First, the Securities and Exchange Commission (SEC) may dismiss its lawsuit against Ripple in the near future. Second, the SEC may approve spot XRP exchange-traded funds (ETFs) later this year. The SEC may dismiss its lawsuit against Ripple In December 2020, the SEC filed a lawsuit against Ripple.

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Securities and Exchange Commission (SEC) Exchange-Traded Funds Legal Assets 237

The Motley Fool

FEBRUARY 20, 2025

Ripple is in the middle of a lengthy legal battle with the SEC The Securities and Exchange Commission (SEC) in December 2020 sued Ripple for selling XRP tokens as unregistered securities. The judge ordered Ripple to pay the SEC $125 million, far less than the $2 billion the SEC wanted.

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Securities and Exchange Commission (SEC) Legal Hedge Funds Financial Institutions 246

Private Equity Wire

MARCH 27, 2025

Blackstone, UBS Group, and Neuberger Berman, alongside over 30 asset managers, convened to discuss the expansion of private equity within US retirement savings less than a week before former President Donald Trumps second inauguration, according to a Bloomberg report.

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