Remove Assets Remove Due Diligence Remove Securities and Exchange Commission (SEC)
article thumbnail

Kraken Is the Latest Crypto Exchange to Face SEC Charges. Are Any U.S. Platforms Safe?

The Motley Fool

Image source: Getty Images The Securities and Exchange Commission (SEC) continues to crack down on crypto. This week, it brought charges against Kraken, accusing the popular crypto exchange of acting as an unregistered securities exchange, broker, dealer, and clearing agency.

article thumbnail

Billionaires Are Piling Into This Nasdaq Stock-Split Company Down 52% and Yielding a Healthy 4% Dividend

The Motley Fool

In case you missed it, institutional funds recently disclosed their latest equity holdings for the third quarter of the year in their 13F forms filed with the Securities and Exchange Commission (SEC). And then, of course, even the best are sometimes wrong, so make sure to do your due diligence.

Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

3 Cryptocurrencies to Buy Hand Over Fist in March

The Motley Fool

Most of those gains, of course, have come on the basis of the Securities and Exchange Commission's (SEC) approval of the new spot Bitcoin exchange-traded funds (ETFs) in early January. This is primarily due to the growing narrative that Ethereum will be the next crypto in line to get its own spot ETF.

article thumbnail

There May Be a New Catalyst for Nvidia. And It's Only an Arm's Length Away.

The Motley Fool

These institutions buy an ownership stake in the form of equity in the company in exchange for investment capital. Per the alliance, Salesforce and Snowflake have built integrations that allow users to share data seamlessly and securely between the two platforms. That's a wide gap.

article thumbnail

Plymouth Industrial REIT (PLYM) Q2 2023 Earnings Call Transcript

The Motley Fool

During this call, certain comments and statements we make may be deemed forward-looking statements within the meaning prescribed by the securities laws, including statements related to the future performance of our portfolio, our pipeline of potential acquisitions and other investments, future dividends and financing activities. We had a 19.3%

article thumbnail

Main Street Capital (MAIN) Q3 2024 Earnings Call Transcript

The Motley Fool

Actual results may differ materially from the results expressed or implied in these statements as a result of risks, uncertainties, and other factors including but not limited to the factors set forth in the company's filings with the Securities and Exchange Commission, which can be found on the company's website or at sec.gov.

Capital 130
article thumbnail

What Happens If My StockBroker Goes Out of Business

Hedgestone

Here are the steps you need to follow: Step 1: Contact the Securities Investor Protection Corporation (SIPC) The Securities Investor Protection Corporation (SIPC) is a non-profit organization that provides insurance to investors in the event that their brokerage firm goes out of business.