The Motley Fool

FEBRUARY 27, 2025

Shares of the investment bank B. ET today after the company announced that it had secured new debt financing. Riley, which has been the subject of multiple short reports and an investigation by the Securities and Exchange Commission (SEC). Riley had to delay submitting SEC filings.

Securities and Exchange Commission (SEC) 100

Securities and Exchange Commission (SEC) Debt Financing Finance 100

The Motley Fool

APRIL 27, 2024

FINRA is a not-for-profit organization authorized under the federal securities laws and registered with the Securities and Exchange Commission (SEC). Alongside the SEC, FINRA oversees U.S. FINRA's mission is protecting you, the investor, and ensuring the integrity of our country's securities markets.

Securities and Exchange Commission (SEC) 100

Securities and Exchange Commission (SEC) Mutual Funds Education Legal 100

The Motley Fool

JANUARY 17, 2025

On Monday, media outlets reported that the company agreed to pay $45 million in the deal, under which it has settled Securities and Exchange Commission (SEC) allegations that it had committed a set of transgressions involving activities such as trade reporting, record keeping, and rules governing short selling.

Securities and Exchange Commission (SEC) 100

Securities and Exchange Commission (SEC) Investment Banks Investment Banking Financial Services 100

The Motley Fool

JUNE 15, 2023

Thus, during the banking crisis that kicked off earlier this year, investors looking for a safe-haven asset outside of the traditional banking and financial system turned to Bitcoin. Of course, there are wildcard factors, such as the Securities and Exchange Commission (SEC), which could move to regulate Bitcoin at any moment.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Banks Assets Investment Banks 130

The Motley Fool

JUNE 23, 2023

Virgin Galactic entered into a new distribution agency agreement with three different Wall Street investment banking firms to underwrite up to $400 million in secondary stock offerings in the future, according to a filing with the U.S. Securities and Exchange Commission. The company reported having sold 37.4

Securities and Exchange Commission (SEC) 100

Securities and Exchange Commission (SEC) Mergers and Acquisitions Investors Legal 100

The Motley Fool

APRIL 12, 2024

Factors that may cause actual results to differ materially from expectations are detailed in our SEC filings, including the Form 8-K filed today containing our earnings materials. We continue to make investments in talent and technology to strengthen Corporate and Investment Banking. Net interest income declined $1.1

Banks 130

Banks Securities and Exchange Commission (SEC) Investment Banking Investment Banks 130

The Motley Fool

APRIL 12, 2024

billion or 12% driven by higher firmwide asset management and Investment Banking fees as well as lower net investment securities losses. In Banking & Wealth Management, revenue was down 4% year on year, reflecting lower NII on lower deposits with average balances down 7% as our CD mix increased.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Banks Investment Banks Investment Banking 130

Blackstone News

FEBRUARY 27, 2024

27, 2024) — Barclays PLC (“Barclays”) and Blackstone Credit & Insurance (“Blackstone”) today announced that Barclays Bank Delaware (“BBDE”) has entered into an agreement with insurance accounts managed by Blackstone’s Asset Based Finance group, to sell approximately US$1.1 LONDON and NEW YORK (Feb.

Securities and Exchange Commission (SEC) 52

Securities and Exchange Commission (SEC) Banks Hedge Funds Financial Institutions 52

The Motley Fool

OCTOBER 27, 2023

Securities and Exchange Commission, SEC, the Brazilian Comissao de Valores Mobiliarios, CVM, and in particular, the factors discussed under forward-looking statements and risk factors in Vale's annual report on Form 20-F. 10 stocks we like better than Vale When o ur analyst team has a stock tip, it can pay to listen.

Securities and Exchange Commission (SEC) 100

Securities and Exchange Commission (SEC) Assets Financing Finance 100

The Motley Fool

JULY 30, 2024

The matters discussed in today's conference call may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including projections, estimates and descriptions of future events. Securities and Exchange Commission, including our most recently filed Form 10-K.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Mergers and Acquisitions Banks Debt 130

The Motley Fool

OCTOBER 24, 2024

The matters discussed in today's conference call may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including projections, estimates and descriptions of future events. See the 10 stocks » *Stock Advisor returns as of October 21, 2024 Securities and Exchange Commission.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Financial Services Shareholders Mergers and Acquisitions 130

The Motley Fool

MAY 9, 2024

During this call, we may make certain statements related to our business that are forward-looking statements under federal securities laws. Many of our assets, including CQ, serve essentially as the Dow Jones of legislative and policy worlds, providing deep domain expertise with proprietary data.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Legal Leveraging Capital 130

The Motley Fool

APRIL 25, 2024

The matters discussed in today's conference call, may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including projections estimates and descriptions of future events. Revenue associated with asset-linked fees was up an impressive 16% in the first quarter.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Banks Debt Capital 130

Sara Grillo

SEPTEMBER 26, 2022

And that’s actually not true, it’s actually the term financial planner is specifically regulated by the SEC, SEC interpretive release 1092, the applicability of the Advisors Act to financial planners clearly states that. The confusion is with the CFP. That’s where the confusion is coming from.

Securities and Exchange Commission (SEC) 59

Securities and Exchange Commission (SEC) Education Consultants Consulting 59

The Motley Fool

MARCH 8, 2025

The famous investment bank Goldman Sachs (NYSE: GS) just did something that crypto investors need to know about. Players like Goldman Sachs don't purchase assets that aren't fully within the mainstream. Having big banks hold crypto ETFs is generally favorable for investors. It now owns at least $1.5

Securities and Exchange Commission (SEC) 188

Securities and Exchange Commission (SEC) Exchange-Traded Funds Banks Investment Banks 188

Pension Pulse

NOVEMBER 22, 2024

The most senior of those former officials, Cyril Cabanes, who was in charge of the Caisse’s infrastructure investments in the Asia-Pacific and Middle East regions at the time of the alleged offences, has also been charged with violating the Foreign Corrupt Practices Act by the U.S. Securities and Exchange Commission.

Securities and Exchange Commission (SEC) 59

Securities and Exchange Commission (SEC) Pension Funds New York Stock Exchange Stock Exchanges 59

The Motley Fool

JANUARY 27, 2025

Factors that could cause these results to differ materially are described in today's press release and our subsequent filings made with the SEC, including our upcoming Form 10-K. These were primarily related to the release of the majority of the valuation allowance against our deferred tax assets. billion, up 66% year over year.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Taxes Financial Services Assets 130

The Motley Fool

JANUARY 11, 2025

I would never recommend investing blindly without due diligence because large hedge funds invest over different time horizons than most retail investors and with distinct goals. Where to invest $1,000 right now? Berkshire has soured on the bank sector since COVID-19, selling many of its large bank holdings.

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) Hedge Funds Due Diligence Initial Public Offering 246