Sara Grillo

DECEMBER 11, 2023

For those of you new to my blog, my name is Sara G. I’m a CFA® charterholder and financial advisor marketing consultant. I am an irreverent and fun marketing consultant for financial advisors. I wrote a bunch of consumer advocacy blogs here to protect people from all the BS. Can I get a whoo hoo on that?

Consulting 59

Consulting Consultants Due Diligence Education 59

Sara Grillo

DECEMBER 13, 2024

This is not an endorsement of anyone mentioned here, and situations could change and not be reflected here in this blog. I did not interview all the hundreds of thousands of advisors out there, I conducted research using Google, consulted with my network, and posted on social media. Also, there is selection bias inherent in this list.

Due Diligence 52

Due Diligence Consulting Consultants Legal 52

Walkner Condon Financial Advisors

APRIL 26, 2024

For more on high-yield savings accounts, check out this blog post from last year by my colleague Alicia Vande Ven. You should always consult a financial, tax, or legal professional familiar about your unique circumstances before making any financial decisions. This material is intended for educational purposes only.

Finance 103

Finance Financing Accounting Education 103

Sara Grillo

JUNE 24, 2024

I wrote a bunch of consumer advocacy blogs here to protect people from all the BS. Sara G Elan Moas Elan Moas, the owner of Moas Consulting, a firm specializing in life insurance strategies, is a 4X SEC whistleblower and author of the book, “Lapsed, The Universal Life Insurance Whistleblower.”

Consulting 59

Consulting Consultants Mutual Funds Legal 59

Sara Grillo

JUNE 7, 2024

Several of the wealth managers had specialists in-house such as: Chief Philanthropic Advisor, Head of Tax Planning, Family Legal Counselor, Trust Officer If you can’t hire these specialists, work out an arrangement with a close third-party with this expertise. Respond to the expectation for specialized, high touch services.

High Net Worth Individuals 52

High Net Worth Individuals Consulting Consultants Legal 52

Sara Grillo

JUNE 17, 2024

I wrote a bunch of consumer advocacy blogs here to protect people from all the BS. This information is general in nature; for specific advice applicable to your current situation please contact a consultant or advisor. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice.

Legal 59

Legal Education Consulting Consultants 59

Integrity Financial Planning

DECEMBER 18, 2023

Should you feel the need to fine-tune some aspects, consulting with a professional could be beneficial. If your plan is working, then you probably want to stick with it. However, there may be times when you wish to alter your plan’s structure, which is perfectly fine.

Consulting 97

Consulting Consultants Legal Stakes 97

Integrity Financial Planning

SEPTEMBER 11, 2023

Pursuant to IRS Circular 230, it is not intended to provide specific legal or tax advice and cannot be used to avoid penalties or to promote, market, or recommend any tax plan or arrangement. You are encouraged to consult your personal tax advisor or attorney.

Taxes 98

Taxes Best Practices Consulting Consultants 98

Walkner Condon Financial Advisors

FEBRUARY 21, 2023

Check out our blog post HERE to learn more about IRA contribution limits. Check out this blog post to learn your options and the pros and cons of each option. You should always consult a financial, tax, or legal professional familiar about your unique circumstances before making any financial decisions.

Taxes 59

Taxes Education Consulting Consultants 59

Walkner Condon Financial Advisors

JUNE 2, 2023

As Blair duQuesnay, CFA pointed out in a recent blog post: “The husband’s adviser often does not listen to their concerns, is condescending in his answers, and uses confusing jargon.” Even if the male advisor makes every attempt to involve the woman in the financial planning process, she may not want to engage for a variety of reasons.

Education 98

Education Finance Financing Consulting 98

Sara Grillo

AUGUST 25, 2023

I am an irreverent and fun marketing consultant for financial advisors. I wrote a bunch of consumer advocacy blogs here to protect people from all the BS. This is not an endorsement of anyone mentioned here, and situations could change and not be reflected here in this blog. Also, there is selection bias inherent in this list.

Accounting 52

Accounting Consulting Consultants Due Diligence 52

Integrity Financial Planning

AUGUST 28, 2023

Pursuant to IRS Circular 230, it is not intended to provide specific legal or tax advice and cannot be used to avoid penalties or to promote, market, or recommend any tax plan or arrangement. You are encouraged to consult your personal tax advisor or attorney. The post Should I Convert My 401(k) To A Roth IRA?

Taxes 95

Taxes Consulting Consultants Legal 95

Sara Grillo

DECEMBER 22, 2023

I wrote a bunch of consumer advocacy blogs here to protect people from all the BS. Check out this blog I wrote about all the BS financial advisor awards. This is not an endorsement of anyone mentioned here, and situations could change and not be reflected here in this blog. Read it here. And now let’s get on with it!

Due Diligence 52

Due Diligence Consulting Consultants Legal 52

Walkner Condon Financial Advisors

MAY 9, 2024

You should always consult a financial, tax, or legal professional familiar about your unique circumstances before making any financial decisions. There likely will be lawsuits to challenge the FTC’s non-compete ban, and there are some concerns that this is just the beginning and non-solicits could be the next shoe to drop.

Education 59

Education Consulting Consultants Legal 59

Sara Grillo

MARCH 13, 2023

For those of you who are new to my blog, my name is Sara. I am a CFA® charterholder and financial advisor marketing consultant. I am an irreverent and fun marketing consultant for financial advisors. I want to be clear that nothing in this podcast or blog can be interpreted as an investment recommendation of any type.

Exchange-Traded Funds 59

Exchange-Traded Funds Consulting Consultants Bidding 59

Sara Grillo

NOVEMBER 8, 2022

This information is general in nature; for specific advice applicable to your current situation please contact a consultant or advisor. I want to be clear that nothing in this podcast or blog can be interpreted as an investment recommendation of any type. For advise on such matters, contact a legal or compliance advisor.

Mutual Funds 52

Mutual Funds Legal Consulting Consultants 52

Walkner Condon Financial Advisors

MARCH 16, 2023

We also wrote a less technical blog post on bond duration you can read here. The Walkner Condon Team You should always consult a financial, tax, or legal professional familiar about your unique circumstances before making any financial decisions. This material is intended for educational purposes only.

Banks 98

Banks Financial Institutions Startups Assets 98

The Motley Fool

FEBRUARY 10, 2024

A company is a legal entity. It makes consultants and bankers really rich, but shareholders really poor. I think we're in a world where we're so caught up reading about what other people do in books and blog posts. In a big chunk of this book is to show that people assume that if you have great management, you can live forever.

Companies 246

Companies Accounting Assets Banks 246

Fortune Financial

JANUARY 11, 2024

Additionally, enriching this knowledge base by bringing in external experts or consultants for specialized topics can give employees a deeper understanding of their benefits, providing employees with the information needed to enjoy what the company offers. Please consult with a qualified professional for this type of advice.

Education 59

Education Legal Taxes Consulting 59

Sara Grillo

MARCH 22, 2024

This information is general in nature; for specific advice applicable to your current situation please contact a consultant or advisor. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice. For advice on such matters, contact a legal or compliance advisor.

Legal 52

Legal Taxes Consulting Consultants 52

Sara Grillo

APRIL 21, 2022

So here’s a blog about some things that ethical financial advisors do in the hopes they will serve as an example of right behavior for the rest of the industry to follow. For those of you who are new to my blog, my name is Sara. I am a CFA® charterholder and financial advisor marketing consultant. How I composed this blog.

Consulting 52

Consulting Consultants Prospects Legal 52

Indigo Marketing Agency

MARCH 6, 2023

It should not be construed as providing investment, legal, and/or tax advice. To determine what may be appropriate for you, consult your financial advisor. This article represents the opinion of Mitlin Financial Inc. Investing involves risk, including possible loss of principal. No strategy assures success or protects against loss.

Prospects 52

Prospects Best Practices Consulting Consultants 52

BlueMind

FEBRUARY 24, 2022

Rohan Kapoor , an Implementation Consultant from Deloitte shares his frustration regarding CRMs failing to integrate with commonly used platforms. As someone who currently does tech consulting and implements CRMs, he shares, “Most of my financial clients cannot integrate their trading and market data platforms with their CRM systems.

Consulting 52

Consulting Consultants Finance Financing 52

Clearlake Capital Group

OCTOBER 1, 2024

Sidley Austin acted as lead legal advisor to Clearlake and Francisco Partners. Sidley Austin acted as lead legal advisor to Clearlake and Francisco Partners. Morgan served as financial advisor and Cleary Gottlieb Steen & Hamilton served as legal advisor to Synopsys. About Clearlake Capital Clearlake Capital Group, L.P.

Legal 45

Legal Consulting Consultants Capital 45

Walkner Condon Financial Advisors

JULY 27, 2023

It’s a busy job managing our online presence through our website, newsletters, blog posts, our podcasts, and YouTube videos. The Walkner Condon Team You should always consult a financial, tax, or legal professional familiar about your unique circumstances before making any financial decisions.

Education 52

Education Bidding Taxes Consulting 52

Sara Grillo

DECEMBER 12, 2022

For those of you who are new to my blog, my name is Sara. I am a CFA® charterholder and financial advisor marketing consultant. I am an irreverent and fun marketing consultant for financial advisors. I want to be clear that nothing in this podcast or blog can be interpreted as an investment recommendation of any type.

Consulting 52

Consulting Consultants Taxes High Net Worth Individuals 52

Integrity Financial Planning

DECEMBER 18, 2023

Should you feel the need to fine-tune some aspects, consulting with a professional could be beneficial. If your plan is working, then you probably want to stick with it. However, there may be times when you wish to alter your plan’s structure, which is perfectly fine.

Consulting 52

Consulting Consultants Legal Stakes 52

Sara Grillo

AUGUST 14, 2023

For those of you who are new to my blog, my name is Sara. I am a CFA® charterholder and financial advisor marketing consultant. I am an irreverent and fun marketing consultant for financial advisors. But try to hold them legally accountable for meeting that standard, and those same “advisors” quickly change their tune.

Legal 52

Legal Consulting Consultants Taxes 52

Ballast Advisors

AUGUST 16, 2023

You should always consult with your tax professional with regard to specific tax questions and obligations. does not provide investment, tax, legal, or retirement advice or recommendations. Ballast Advisors reserve the right to modify its current investment strategies and techniques based on changing market dynamics or client needs.

Accounting 52

Accounting Taxes Education Consulting 52

Sara Grillo

JANUARY 9, 2023

This information is general in nature; for specific advice applicable to your current situation please contact a consultant or advisor. I want to be clear that nothing in this podcast or blog can be interpreted as an investment recommendation of any type. For advise on such matters, contact a legal or compliance advisor.

Education 52

Education Legal Assets Consulting 52

Anzu Partners

JULY 19, 2023

led by Alex Koglin , and consultant Michael Feldhaus (former Executive VP of Antibody Discovery at Adimab). Ginkgo will lead a team comprising representatives from Imperial College London, led by Prof. Paul Freemont , Nature’s Toolbox, Inc.,

Securities and Exchange Commission (SEC) 52

Securities and Exchange Commission (SEC) Mergers and Acquisitions Leveraging Consulting 52

Diamond Consultants

OCTOBER 23, 2024

While each structure allows advisors to monetize their book of business for potentially life-changing money, the mechanics, sharing of risk between buyer and seller, and legal ramifications vary considerably from one approach to the other. and would typically do so using the second approach described above.

Private Equity Firms 72

Private Equity Firms Private Equity Firms Taxes Legal 72

Diamond Consultants

MAY 27, 2022

But for advisors who have smart legal counsel in their corners, new firms that support them, and sound transition strategies, moves are made without issue—even though Jones tends to be a litigious firm. In fact, Jones advisors whose moves we facilitated did so without any legal consequences post-resignation.

Legal 52

Legal Law Firms Education 52

Sara Grillo

NOVEMBER 14, 2022

For those of you who are new to my blog, my name is Sara. I am a CFA® charterholder and financial advisor marketing consultant. I am an irreverent and fun marketing consultant for financial advisors. So please subscribe! Harmonizing the two sides to solve the American retirement crisis. appeared first on Sara Grillo.

Securities and Exchange Commission (SEC) 59

Securities and Exchange Commission (SEC) Consulting Consultants Education 59

Diamond Consultants

MAY 3, 2022

This is the key to your legal risk. Seek legal counsel to understand your requirements and risks, then plan accordingly. Yet, despite the added interest, there are still key factors that private bankers need to be aware of to prepare – and optimally position – themselves and their businesses for this shift in the marketplace.

Legal 52

Legal Banks Assets Education 52

Diamond Consultants

NOVEMBER 29, 2022

Internal investigations are exactly what they sound like, a review undertaken by your firm’s legal and compliance team to gather the facts surrounding a potential infraction. For those that will, there will be an extensive review of the situation by the firm’s legal and compliance team. Let’s start with internal investigations.

Due Diligence 52

Due Diligence Legal Accounting Investing 52

Diamond Consultants

JANUARY 24, 2023

Evaluate the nature of post-employment restrictions with legal counsel. Transition data has proven that whether a move is “Protocol” or “Non-Protocol” has little impact on portability (when legal counsel is followed closely). Typically, self-sourced books that are serviced by the advisor will transfer.

Legal 52

Legal Prospects Assets Banks 52