Diamond Consultants

JUNE 21, 2022

Advisors often wonder if there’s a right time to embark upon the due diligence process. If the gap is big enough and important enough to justify the hassle of a move, then it makes sense to begin due diligence. But it doesn’t have to be that way. Best practices to consider. A subset of this tool is available here.)

Due Diligence 52

Due Diligence Education Best Practices Legal 52

Diamond Consultants

NOVEMBER 29, 2022

Internal investigations are exactly what they sound like, a review undertaken by your firm’s legal and compliance team to gather the facts surrounding a potential infraction. For those that will, there will be an extensive review of the situation by the firm’s legal and compliance team. Let’s start with internal investigations.

Due Diligence 52

Due Diligence Legal Accounting Investing 52

The Big Picture

JANUARY 9, 2024

Barry Ritholtz : 00:06:24 So how do you, how do you shift from m and a legal work to structuring derivatives at Goldman? But a component of it was also like thinking through all these like legal and regulatory and quasi legal regimes. You know, it was all this like structuring and like tax and legal and accounting stuff.

Mergers and Acquisitions 52

Mergers and Acquisitions Law Firms Hedge Funds Finance 52

Pension Pulse

MAY 17, 2023

The 77-year-old billionaire told the Financial Times that big asset managers had competed aggressively to lend to the largest private equity groups as money poured into their coffers in 2020 and 2021, raising questions over the due diligence the funds conducted when they agreed to provide multibillion-dollar loans. Stimpyz1 Yikes.

Debt 52

Debt Pension Funds Banks Due Diligence 52

Sara Grillo

JUNE 12, 2023

For those of you who are new to my blog/podcast, my name is Sara. It requires care, skill, prudence, and due diligence (a best interests standard of care) to be followed when selling insurance. I am a CFA® charterholder and I used to be a financial advisor. Variable products, yes. SARA GRILLO: They should. And 0:30:26.4

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Due Diligence Consulting Consultants Accounting 59

Mr. Money Mustache

JANUARY 29, 2021

With your cash, it happens at your own pace (it could be as fast as one day, but 3-4 weeks is reasonable if you are doing inspections and other due diligence. From a legal and accounting perspective, all I’ve done is bought a house as an investment. It can be 6-8 weeks between offer and closing.

Taxes 53

Taxes Collateral Stock Market Stock Market 53

Sara Grillo

MAY 8, 2023

For those of you who are new to my blog, my name is Sara. Is this blog able to be consumed by the public… 0:34:06.9 Listen to this if you are a financial advisors or consumer who wants to see through the crap and make better decisions about whether IUL is good for you (or your client) or NOT. And so 0:33:56.9

Mutual Funds 59

Mutual Funds Collateral Taxes Leveraging 59

Sara Grillo

SEPTEMBER 26, 2022

For those of you who are new to my blog, my name is Sara. John Robinson (“JR”), Founder of Financial Planning Hawaii, Inc. JR will be on the “against” team. Scott Salaske of Firstmetric. Scott will be on the “against” team. I am a CFA® charterholder and financial advisor marketing consultant. Grillo: Next question.

Securities and Exchange Commission (SEC) 59

Securities and Exchange Commission (SEC) Education Consulting Consultants 59

Sara Grillo

FEBRUARY 13, 2023

For those of you who are new to my blog/podcast, my name is Sara. Thanks for reading our blog about the drawbacks of ESG investing. So the greenwashing underneath the fund is a whole nother layer that most regular people cannot go that deep into due diligence and figure this out. appeared first on Sara Grillo.

Pension Funds 72

Pension Funds Investing Funds Portfolios 72