BlueMind

JULY 15, 2022

Unethical investment banking and insurance practices that handed all the risk to the investors resulted in one of the biggest financial crises after the Great Depression. This article " Top Compliance Challenges Financial Advisors Face " was first published on BlueMind Blog.

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Legal Investment Banks Investment Banking 98

The Big Picture

JANUARY 9, 2024

Barry Ritholtz : 00:06:24 So how do you, how do you shift from m and a legal work to structuring derivatives at Goldman? But a component of it was also like thinking through all these like legal and regulatory and quasi legal regimes. You know, it was all this like structuring and like tax and legal and accounting stuff.

Mergers and Acquisitions 52

Mergers and Acquisitions Law Firms Hedge Funds Financing 52

The Big Picture

JUNE 18, 2024

You’re working with the legal group doing ERISA work when an opportunity comes up on the Fidelity job board for digital marketing. So Dave Portnoy is running this kind of regional blog that’s picking up some traction first outta Boston, later outta New York. So three and you know, suddenly a sports blog starts to get hot.

Companies 59

Companies Education Legal Law Firms 59

Sara Grillo

MAY 8, 2023

For those of you who are new to my blog, my name is Sara. The fair market value of the cap is what the carrier paid the investment bank to buy the 10% cap. As you say, Well, the fair market value of the 10% cap is what the carrier paid the investment bank to buy the 10% cap. And that’s it.

Mutual Funds 59

Mutual Funds Collateral Taxes Leveraging 59

The Big Picture

JULY 24, 2023

And I looked up to you as “The Big Picture” blog. And so for the longest time, I actually thought that my unconventional background, I wasn’t an Ivy League student, I didn’t train at an investment bank, I wasn’t working for a hedge fund, I started my career as a bank teller. RITHOLTZ: Nobody.

Banks 52

Banks Hedge Funds Debt Legal 52

Sara Grillo

SEPTEMBER 26, 2022

For those of you who are new to my blog, my name is Sara. John Robinson (“JR”), Founder of Financial Planning Hawaii, Inc. JR will be on the “against” team. Scott Salaske of Firstmetric. Scott will be on the “against” team. I am a CFA® charterholder and financial advisor marketing consultant. Grillo: Next question.

Securities and Exchange Commission (SEC) 59

Securities and Exchange Commission (SEC) Education Consultants Consulting 59

Pension Pulse

NOVEMBER 22, 2024

The Adani Group said in a statement that the charges are “baseless and denied” and that it plans to use all legal means to fight them. 12GW of contracts CDPQ initially invested $140 million in Azure Power in September 2016, taking a 21 percent stake in the company, before it went public. Adani Green sought to raise money from U.S.

Securities and Exchange Commission (SEC) 59

Securities and Exchange Commission (SEC) Pension Funds New York Stock Exchange Stock Exchanges 59