Remove Consultants Remove Legal Remove Securities and Exchange Commission (SEC)
article thumbnail

Should You Buy Ripple (XRP) Right Now While It's Below $1?

The Motley Fool

trillion was sent by corporations across borders in 2020, according to consulting firm Oliver Wyman. A major red flag is Ripple's ongoing battle with the Securities and Exchange Commission (SEC). The SEC is seeking $2 billion in penalties and fines from Ripple. The market for this is truly huge, as $23.5

article thumbnail

How to sniff out a lying grifter in a Form ADV

Sara Grillo

A Form ADV, according to definition by the SEC , is a legal document that anyone who is holding him or herself out as a professional financial advisor in the United States must file with the SEC, whether they are state or Federally registered. But first – what is a Form ADV? Here is a summary of each. Form ADV Part I.

Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

Nano-X Imaging (NNOX) Q3 2024 Earnings Call Transcript

The Motley Fool

See 3 “Double Down” stocks » *Stock Advisor returns as of November 18, 2024 Factors that may cause such a difference include, but are not limited to, those described in the company's filings with the Securities and Exchange Commission. As previously announced, during the quarter, we secured a new 510(k) clearances from the U.S.

article thumbnail

Nvidia (NVDA) Q3 2025 Earnings Call Transcript

The Motley Fool

For a discussion of factors that could affect our future financial results and business, please refer to the disclosure in today's earnings release, our most recent Forms 10-K and 10-Q, and the reports that we may file on Form 8-K with the Securities and Exchange Commission. We are launching the same in the U.S. with T-Mobile.

article thumbnail

FiscalNote (NOTE) Q1 2024 Earnings Call Transcript

The Motley Fool

I'm with Western Avenue Advisors LLC, which was hired in April as an investor relations consultant to the company following Sara Buda's recent departure. During this call, we may make certain statements related to our business that are forward-looking statements under federal securities laws. My name is Bob Burrows.

article thumbnail

Nvidia (NVDA) Q2 2024 Earnings Call Transcript

The Motley Fool

For a discussion of factors that could affect our future financial results and business, please refer to the disclosure in today's earnings release, our most recent Forms 10-K and 10-Q, and the reports that we may file on Form 8-K with the Securities and Exchange Commission. Your line is now open.

article thumbnail

The 10b5-1 Plan: 8 Frequently Asked Questions and Recent Updates

Zajac Group

However, SEC regulations, company insider trading policies and fears of allegations of insider trading may prevent proper diversification of holdings. Additionally, at year-end 2022, the Securities and Exchange Commission (SEC) approved several new requirements that will affect Rule 10b-5 plans going forward.