The Motley Fool

NOVEMBER 4, 2024

Shares of the electric vehicle company Lucid Group (NASDAQ: LCID) popped today after the company filed documents with the Securities and Exchange Commission (SEC) showing that it had sold about 396 million shares to Ayar Third Investment Company, a group associated with Saudi Arabia's Public Investment Fund (PIF).

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The Motley Fool

OCTOBER 27, 2023

Securities and Exchange Commission announced that it charged BlackRock – the largest money manager in the world, with nearly $10 trillion in assets – for failing to properly disclose to its customers $75 million of investments it made in the entertainment industry. The story itself is fit for a Hollywood blockbuster.

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The Motley Fool

SEPTEMBER 10, 2023

As soon as Ethereum became a proof-of-stake blockchain, it meant that there was going to be much more of a focus on crypto staking , which is the process of "locking up" your crypto in exchange for a financial reward. And that included, unfortunately, the Securities and Exchange Commission (SEC).

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The Motley Fool

NOVEMBER 11, 2024

The most popular among these documents is Form 13F , which is filed with the Securities and Exchange Commission (SEC) no later than 45 days following the end to a quarter. According to Berkshire's September-quarter cash flow statement, just over $36 billion in equity securities were sold. Apple: $22.5

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The Motley Fool

NOVEMBER 15, 2024

In the document, Hindenburg Research alleged a variety of troubles, including "glaring accounting red flags." Meanwhile, Supermicro informed the Securities and Exchange Commission (SEC) that it would be late filing its 10-K annual report , a move that prompted Nasdaq to send the company a non-compliance letter.

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The Motley Fool

AUGUST 9, 2024

A 13F is a document filed on a quarterly basis with the Securities and Exchange Commission (SEC) that shows investors which stocks Wall Street's brightest minds have been buying and selling. Rather, it's the buying activity for Warren Buffett's favorite stock, which won't be found in a 13F filed with the SEC.

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The Motley Fool

OCTOBER 10, 2024

Romanian project advances In a regulatory document filed with the U.S. Securities and Exchange Commission (SEC), NuScale reported that it signed a task order for the supply of services for a small modular nuclear reactor project currently being undertaken in Romania. slump of the S&P 500 index.

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The Motley Fool

AUGUST 6, 2024

It saves managers from sifting through singular documents and software apps to piece data together manually, which is a major time saver. Plus, Workiva offers hundreds of ready-made templates so managers can rapidly compile reports for their executive team, or for regulators like the Securities and Exchange Commission (SEC).

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The Motley Fool

JULY 24, 2024

Back in April, Wood believed that the recent approvals of the first exchange-traded funds (ETFs) based on Bitcoin's spot price, more institutional purchases, and the then-impending halving of Bitcoin's mining rewards (making it twice as hard to mine the cryptocurrency) would drive a stampede of bulls to the world's largest cryptocurrency.

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The Motley Fool

DECEMBER 22, 2023

The first spot Bitcoin ETF The first major event is the arrival of a spot Bitcoin exchange-traded fund (ETF) for the U.S. The good news is that Securities and Exchange Commission (SEC) approval of the first spot Bitcoin ETF could come as soon as Jan. Let's take a look.

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The Motley Fool

SEPTEMBER 21, 2023

The Securities and Exchange Commission may have to double the size of its staff just to keep an eye on Elon Musk's tweets. It's completely free and we guarantee you'll learn something new every day.

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The Motley Fool

FEBRUARY 1, 2024

Are you considering investing in low-priced securities? But how much do you know about these securities? Low-priced securities are often known as "microcap stocks" or "penny stocks." Many low-priced securities trade in the over-the-counter (OTC) market rather than on an exchange such as the New York Stock Exchange or Nasdaq.

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The Motley Fool

JULY 5, 2023

So what In a regulatory document filed with the Securities and Exchange Commission (SEC), SmileDirectClub revealed that Nasdaq has granted the company's request to continue listing its stock on that exchange. Among other statutes, the exchange requires its stocks to sustain a $1.00

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The Motley Fool

OCTOBER 3, 2024

The Apple sale was announced as part of Berkshire Hathaway's 13F quarterly filing with the Securities and Exchange Commission (SEC). 15 separate sales of a favorite stock Berkshire Hathaway filed five Form 4 documents last month to report 15 separate sales of Bank of America stock.

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The Motley Fool

SEPTEMBER 15, 2023

Filings with the Securities and Exchange Commission (SEC) showed that he sold 59,376 shares across daily trading sessions on Sept. Nvidia's last comprehensive stock ownership document was filed with the SEC on May 8 and reflected holdings on April 3.

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The Motley Fool

JULY 6, 2023

As detailed in a regulatory document filed that morning, on Wednesday Elfers bought 43,000 shares of the company at an average price of $23.70 The regulatory document is a Form 4, filed with the Securities and Exchange Commission (SEC). lower on the day at that time.

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The Motley Fool

SEPTEMBER 5, 2024

Hindenburg alleges accounting manipulation According to the Hindenburg report, after interviewing ex-employees and industry experts and reviewing documents, the research firm believes there are "glaring accounting red flags" suggesting that revenue may be overstated and internal controls may not have been followed. The fine was $17.5

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Securities and Exchange Commission (SEC) Investors Accounting Returns 130

The Motley Fool

JUNE 29, 2024

Following the end of each quarter, institutional investors such as hedge funds and wealth management firms are required by the Securities and Exchange Commission (SEC) to file a form called a 13F. Taking a look at what the smart money is doing on Wall Street can prove to be a useful exercise for investors.

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The Motley Fool

AUGUST 5, 2024

Although Berkshire Hathaway's Form 13F -- the document that tells investors what Wall Street's top money managers bought and sold in the most recent quarter -- is due out in a little over a week, investors don't always have to wait a full three months for clues as to what Buffett and his team have been up to. Image source: The Motley Fool.

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The Motley Fool

SEPTEMBER 12, 2023

According to the Financial Industry Regulation Authority (FINRA), the only time a broker is allowed to buy or sell stocks , bonds, or other securities without your permission is if you have given them written permission to do so through a discretionary account and the broker's firm has approved it.

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The Motley Fool

AUGUST 14, 2024

After the market closed yesterday, Intel published its latest 13F filing -- a form submitted to the Securities and Exchange Commission ( SEC ) showing the stock ownership positions of institutional investors and asset managers.

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The Motley Fool

JULY 15, 2023

The cryptocurrency exchange platform has seen its shares almost triple year to date as cryptocurrencies rebounded. A $12 million sale of Coinbase shares Wood sold $12 million in Coinbase shares this past week, according to the company's daily trade document. Crypto market value has reached about $1.2

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The Motley Fool

NOVEMBER 9, 2023

Hut 8 did announce that the Securities and Exchange Commission (SEC) declared the company's registration statement effective. This document is part of the process under which the crypto miner will merge with privately held US Bitcoin Corp. Rally exhaustion? and Riot Platforms wasn't one of them!

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Securities and Exchange Commission (SEC) Exchange-Traded Funds Assets Investors 113

The Motley Fool

MAY 17, 2024

Cathie Wood is a fan of workflow technology company Trimble (NASDAQ: TRMB) , a top 10 holding in her ARK Autonomous Technology & Robotics exchange-traded fund (ETF) and her ARK Space Exploration & Innovation ETF. The earnings beat guidance and market expectations, and management reaffirmed its full-year guidance.

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Securities and Exchange Commission (SEC) Exchange-Traded Funds Public Companies Prospects 130

The Motley Fool

APRIL 27, 2024

FINRA is a not-for-profit organization authorized under the federal securities laws and registered with the Securities and Exchange Commission (SEC). Alongside the SEC, FINRA oversees U.S. FINRA's mission is protecting you, the investor, and ensuring the integrity of our country's securities markets.

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The Motley Fool

JULY 4, 2023

However, on June 22, Virgin Galactic filed a document with the Securities and Exchange Commission (SEC) to raise up to $400 million with a stock offering. As mentioned, it was up more than 70% at one point during June. Considering the company's market capitalization was about $1.5

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The Motley Fool

FEBRUARY 7, 2024

The investigation began with a document request from the Securities and Exchange Commission (SEC). The company (known as ADM for short) said that an investigation was being done by outside counsel and the board's audit committee regarding accounting practices. At this point, ADM stock seems best avoided.

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Securities and Exchange Commission (SEC) Prospects Accounting Companies 130

The Motley Fool

JUNE 25, 2024

Each quarter, institutional investors are required by the Securities and Exchange Commission (SEC) to file a 13F form. This is a document that outlines all of the stocks investors such as hedge funds are buying and selling. It can be a useful tool to see where smart money is moving.

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The Motley Fool

JULY 2, 2023

Canoo (NASDAQ: GOEV) recently filed a going concern warning with the Securities and Exchange Commission (SEC), suiggesting the company could curtail operations if it runs out of cash. One important highlight of this warning was that the company needed to access new cash by selling bonds and/or stock. With just $6.7

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Blackstone News

NOVEMBER 29, 2023

In connection with the proposed Merger, the Company will file with the SEC a proxy statement on Schedule 14A relating to its special meeting of stockholders and may file or furnish other documents with the SEC regarding the Merger. When completed, a definitive proxy statement will be mailed to the Company’s stockholders.

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Securities and Exchange Commission (SEC) Mergers and Acquisitions Legal Assets 131

The Motley Fool

AUGUST 25, 2023

Broadridge Financial Broadridge Financial provides public companies with investor communication materials like proxy statements, annual reports, quarterly reports, prospectuses, and other shareholder documents. 17, it announced in an SEC filing that it had entered into a $1.3 Also, on Aug.

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Securities and Exchange Commission (SEC) Banks Public Companies Shareholders 130

The Motley Fool

MARCH 31, 2024

But we can make good deductions about this topic by using data it provided in its recent 10-K filing with the Securities and Exchange Commission (SEC). Nvidia doesn't break out any form of profits by platform in its quarterly earnings releases.

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Hellman & Friedman LLC

SEPTEMBER 21, 2023

The acquisition builds on Splunk’s heritage of helping organizations enhance their digital resilience and will accelerate Cisco’s strategy to securely connect everything to make anything possible. About Cisco Cisco (NASDAQ: CSCO ) is the worldwide technology leader that securely connects everything to make anything possible.

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Securities and Exchange Commission (SEC) Mergers and Acquisitions Legal Liabilities 40

Anzu Partners

APRIL 11, 2024

In connection with the stockholder approvals described above, the Company intends to file relevant materials with the SEC, which will include a proxy statement. The proxy statement will be sent to all stockholders entitled to vote on the proposals. Tucson Way, Suite 130, Centennial, CO 80112.

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The Motley Fool

NOVEMBER 21, 2024

Securities Act of 1933, as amended; the U.S. Securities Exchange Act of 1934, as amended; and the U.S. Private Securities Litigation Reform Act of 1995. Securities and Exchange Commission and its announcement notice or other documents published on the website of the Stock Exchange of Hong Kong Limited.

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The Motley Fool

NOVEMBER 7, 2024

International Trade Commission and a lawsuit in the U.S. As with all our articles, The Motley Fool does not assume any responsibility for your use of this content, and we strongly encourage you to do your own research, including listening to the call yourself and reading the company's SEC filings.

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Securities and Exchange Commission (SEC) Liabilities Portfolios Companies 130

Advent International

AUGUST 7, 2023

Shareholders and Where to Find It This press release does not constitute an offer to buy or sell or the solicitation of an offer to buy or sell any securities or a solicitation of any vote or approval. In connection with this transaction, Sovos Brands will file relevant materials with the Securities and Exchange Commission (the “SEC”).

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Securities and Exchange Commission (SEC) Leveraging Legal Enterprise Values 52