The Motley Fool

JULY 17, 2023

The major responsibilities of the bank are to ensure the company's financials are ready to be filed with the Securities and Exchange Commission (SEC) and to perform due diligence on the company to help arrive at an appropriate IPO share price. In other words, trying to find buyers who may want to participate in the IPO.

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) High Net Worth Individuals Due Diligence Initial Public Offering 246

Steve Sanduski

DECEMBER 5, 2022

That’s what Shannon and her 30-person team are tasked with managing, from due diligence on individual investment products to the tech platforms that advisors use. How do they balance what’s good for Advisor Group with what’s good for individual advisors at such a massive scale? 450 billion in AUM.

Due Diligence 52

Due Diligence High Net Worth Individuals Investing Education 52

Axial

MAY 4, 2023

Our team has advised on over $2 billion of successful transactions with private equity firms, high net-worth individuals, and public companies. We assist in valuation, transaction structure, marketing the business, leveraging our network of institutional buyers and managing due diligence / legal process to close.

Investment Banking 52

Investment Banking Investment Banks Banks Mergers and Acquisitions 52

Pension Pulse

SEPTEMBER 6, 2023

When I read the first draft of the private fund rule, my first reaction was that the SEC must have subpoenaed a few hundred operational due diligence reports written by knowledgeable ODD practitioners across the industry. He began with this post : So what will be the implications of the private fund rule?

Hedge Funds 64

Hedge Funds Securities and Exchange Commission (SEC) Pension Funds Funds 64