Sara Grillo

SEPTEMBER 26, 2022

And that’s actually not true, it’s actually the term financial planner is specifically regulated by the SEC, SEC interpretive release 1092, the applicability of the Advisors Act to financial planners clearly states that. The confusion is with the CFP. That’s where the confusion is coming from.

Securities and Exchange Commission (SEC) 59

Securities and Exchange Commission (SEC) Education Consultants Consulting 59

Pension Pulse

NOVEMBER 22, 2024

The most senior of those former officials, Cyril Cabanes, who was in charge of the Caisse’s infrastructure investments in the Asia-Pacific and Middle East regions at the time of the alleged offences, has also been charged with violating the Foreign Corrupt Practices Act by the U.S. Securities and Exchange Commission.

Securities and Exchange Commission (SEC) 59

Securities and Exchange Commission (SEC) Pension Funds New York Stock Exchange Stock Exchanges 59

The Motley Fool

JANUARY 11, 2025

I would never recommend investing blindly without due diligence because large hedge funds invest over different time horizons than most retail investors and with distinct goals. Berkshire has soured on the bank sector since COVID-19, selling many of its large bank holdings.

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) Hedge Funds Due Diligence Initial Public Offering 246