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Kraken Is the Latest Crypto Exchange to Face SEC Charges. Are Any U.S. Platforms Safe?

The Motley Fool

Image source: Getty Images The Securities and Exchange Commission (SEC) continues to crack down on crypto. This week, it brought charges against Kraken, accusing the popular crypto exchange of acting as an unregistered securities exchange, broker, dealer, and clearing agency.

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Billionaires Are Piling Into This Nasdaq Stock-Split Company Down 52% and Yielding a Healthy 4% Dividend

The Motley Fool

In case you missed it, institutional funds recently disclosed their latest equity holdings for the third quarter of the year in their 13F forms filed with the Securities and Exchange Commission (SEC). And then, of course, even the best are sometimes wrong, so make sure to do your due diligence.

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3 Cryptocurrencies to Buy Hand Over Fist in March

The Motley Fool

Most of those gains, of course, have come on the basis of the Securities and Exchange Commission's (SEC) approval of the new spot Bitcoin exchange-traded funds (ETFs) in early January. This is primarily due to the growing narrative that Ethereum will be the next crypto in line to get its own spot ETF.

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There May Be a New Catalyst for Nvidia. And It's Only an Arm's Length Away.

The Motley Fool

These institutions buy an ownership stake in the form of equity in the company in exchange for investment capital. Per the alliance, Salesforce and Snowflake have built integrations that allow users to share data seamlessly and securely between the two platforms.

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3 Things You Should Know Before Staking Crypto For Passive Income

The Motley Fool

And, in exchange for doing so, you are paid a specified reward rate, usually expressed in terms of an annual percentage yield (APY). Instead, they are usually talking about staking crypto via a cryptocurrency exchange such as Coinbase. If you read the official SEC statement about Kraken, this becomes clear.

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Main Street Capital (MAIN) Q3 2024 Earnings Call Transcript

The Motley Fool

Actual results may differ materially from the results expressed or implied in these statements as a result of risks, uncertainties, and other factors including but not limited to the factors set forth in the company's filings with the Securities and Exchange Commission, which can be found on the company's website or at sec.gov.

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Fiduciary Papers #8: Brokers’ and Investment Advisers’ Duty of Due Care, and Due Diligence in Particular, Receives Renewed Emphasis from SEC Staff

Ron A. Rhodes

In the design and management of investment portfolios, both brokers (under Reg BI) and investment advisors (as fiduciaries) possess a duty of due care. This includes undertaking sufficient due diligence