The Motley Fool

SEPTEMBER 12, 2023

What to do if your financial planner invests without your approval If your financial planner made investments without your authorization, the first thing FINRA recommends is to contact the financial institution your advisor works for. If you're not satisfied with the response you receive, it's time to file a complaint.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Mutual Funds Assets Law Firms 130

The Big Picture

APRIL 25, 2023

I mean, at first, I got out of undergrad, and a degree in finance coming out of a small college at the time, Quinnipiac College, the gigs I was offered were essentially customer service jobs at mutual funds, call service, manning the phones, which I was no stranger to. RITHOLTZ: Compliance, legal, and risk. HAMBURGER: Exactly.

Legal 65

Legal Law Firms Consulting Consultants 65

The Big Picture

MARCH 27, 2023

MIELLE: Of course, I was and it was particularly ruthless because I was in a group called FIG, Financial Institutions Group. At that time, there were still a lot of savings and loan institution, thrifts, lots of mergers. MIELLE: So financial institutions were not my industry to cover. It’s hedge funds.

Hedge Funds 114

Hedge Funds Funds Assets Finance 114

The Big Picture

MAY 9, 2023

SALISBURY: Generally, it’s asset liability mismatches that causes bank failures, but it also causes, in some cases, hedge fund failures and other financial institutions to fail. So what I mean by that is, what is your source of funding? Capital rules were changing. Risk appetite was changing. RITHOLTZ: For sure.

Liabilities 120

Liabilities Assets Banks Hedge Funds 120

The Motley Fool

FEBRUARY 20, 2025

The difference could lie in institutional ownership. Large financial institutions, such as mutual funds, pension funds, and even insurance companies, have begun investing in blue chip cryptos. Legal uncertainty could hurt the asset's approval odds until a resolution is reached.

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) Mutual Funds Exchange-Traded Funds Pension Funds 246

The Motley Fool

MARCH 29, 2025

Rather than spreading thin, its tight focus on providing fast, inexpensive, and legally compliant money transfers for financial institutions means that it can expect to continue growing so long as there are potential users that are still processing their transfers in slower or more expensive ways.

Financial Institutions 227

Financial Institutions Mutual Funds Hedge Funds Assets 227

The Big Picture

FEBRUARY 20, 2024

I remember it really well because I just finished building this house in West Virginia and we, we were taking occupancy in early August, and it was, it was literally the same day that BMP Paraba shut off redemptions from some of their mutual funds, caused all sorts of chaos in Europe. We’re the international arm of the Fed.

Banks 59

Banks Stock Market Stock Market Legal 59