The Motley Fool

AUGUST 25, 2024

Riley's troubles largely stem from a federal investigation of a hedge fund operated by Brian Kahn, a business partner of the company's founder and CEO, Bryant Riley. The hedge fund lost hundreds of millions of dollars for investors. Securities and Exchange Commission (SEC) related to the investigation of Kahn.

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) Hedge Funds Asset Management Investment Banks 246

The Motley Fool

JANUARY 30, 2024

A lot has been made of the slew of new spot Bitcoin (CRYPTO: BTC) exchange-traded funds (ETFs) that came to the market earlier this month. There may be some hidden opportunities for some companies to make money off these new funds despite not being front and center when it comes to issuing and marketing these ETFs.

Securities and Exchange Commission (SEC) 233

Securities and Exchange Commission (SEC) Exchange-Traded Funds Banks Assets 233

The Motley Fool

AUGUST 18, 2023

Under different umbrellas, the sum of the parts could easily become worth more than the whole, significantly benefiting shareholders. Moreover, the Securities and Exchange Commission (SEC) warned Alibaba and other Chinese companies that a delisting could occur if the agency couldn't review audits of company financial statements.

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Securities and Exchange Commission (SEC) Investors Initial Public Offering Legal 246

The Motley Fool

JANUARY 30, 2024

The Securities and Exchange Commission (SEC) approved 11 new spot Bitcoin (CRYPTO: BTC) ETFs earlier this month; two stand out as clear winners among the group. The Fidelity Wise Origin Bitcoin Fund (NYSEMKT: FBTC) followed close behind, reaching the milestone the next day.

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) Investors Mutual Funds Bidding 246

The Motley Fool

DECEMBER 1, 2023

Since he took over as chief executive officer of the textile company in 1965, Berkshire Hathaway shareholders have seen the value of their stock increase at an annualized rate of 19.8%, double that of the S&P 500. Berkshire saw the cost basis of its holdings in equity securities in the bank, insurance, and financial sector increase $1.2

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) Portfolios Stakes Banks 246

The Motley Fool

NOVEMBER 29, 2023

CEO Warren Buffett has brought to the table for his company's long-term shareholders. 14, money managers with at least $100 million in assets under management were required to file Form 13F with the Securities and Exchange Commission (SEC). Despite still having stakes in more than 100 securities, as of Sept.

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Securities and Exchange Commission (SEC) Portfolios Asset Management Exchange-Traded Funds 242

The Motley Fool

NOVEMBER 4, 2024

Thanks to a couple of required filings with the Securities and Exchange Commission (SEC), including Form 13Fs , Form 4s, and Berkshire Hathaway's quarterly operating results, it's fairly easy for everyday investors to ride Buffett's coattails. Berkshire Hathaway CEO Warren Buffett. Image source: The Motley Fool.

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) Banks Stakes Shareholders 246

The Motley Fool

JUNE 9, 2024

When it comes to the investment moves of Warren Buffett and others, many investors comb through billionaires' quarterly 13-F filings to the Securities and Exchange Commission (SEC), looking for investment ideas and possible insights. Billionaire investor activity tends to gain the attention of individual investors.

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Securities and Exchange Commission (SEC) Hedge Funds Shareholders Leveraging 245

The Motley Fool

SEPTEMBER 23, 2023

Buffett has a little secret Through its ownership of specialty investment company New England Asset Management, Buffett has a secret portfolio of stocks that don't appear in Berkshire Hathaway's quarterly regulatory filings with the Securities and Exchange Commission (SEC). Adjusted earnings per share (EPS) of $9.81

Securities and Exchange Commission (SEC) 237

Securities and Exchange Commission (SEC) Exchange-Traded Funds Asset Management Stakes 237

The Motley Fool

NOVEMBER 7, 2024

Our press release was distributed this morning and furnished on Form 8-K with the Securities and Exchange Commission. During the course of this call, we will make projections and certain other statements that may be considered forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

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The Motley Fool

NOVEMBER 12, 2024

14 deadline for institutional money managers to file Form 13F with the Securities and Exchange Commission (SEC). Although Tepper runs a relatively concentrated portfolio that typically holds around three-dozen securities, he and his team are regularly adding to and reducing these existing positions.

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) Stakes Asset Management Debt 246

The Motley Fool

MAY 22, 2024

May 15 marked the deadline for institutional money managers and wealthy investors with at least $100 million in assets under management to file Form 13F with the Securities and Exchange Commission (SEC). These snapshots can be up to 45 days old when filed with the SEC. To be fair, 13Fs aren't perfect.

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) Portfolios Stakes Banks 246

The Motley Fool

AUGUST 23, 2024

Led by CEO and world-famous investor Warren Buffett, the company has delivered incredible returns for its long-term shareholders and continues to be massively influential in the investing world. Expect American Express to keep up its good work and keep providing value for Buffett and other shareholders.

Securities and Exchange Commission (SEC) 241

Securities and Exchange Commission (SEC) Portfolios Banks Conglomerates 241

The Motley Fool

JULY 17, 2023

When a company is privately held, it typically raises funds from sophisticated investors such as venture capitalists or private equity firms. These institutions buy an ownership stake in the form of equity in the company in exchange for investment capital. How does IPO investing work?

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Securities and Exchange Commission (SEC) High Net Worth Individuals Due Diligence Initial Public Offering 246

The Motley Fool

FEBRUARY 12, 2025

He regularly shares what he's learned as an investor and what traits he looks for in current/future investments during Berkshire's annual meeting and in his yearly letter to shareholders. marks the deadline for 13Fs to be filed with the SEC for trading activity in the December-ended quarter. Where to invest $1,000 right now?

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Securities and Exchange Commission (SEC) Banks Asset Management Stakes 214

The Motley Fool

SEPTEMBER 30, 2024

Although we don't have final Q3 numbers yet, Securities and Exchange Commission filings indicate Buffett sold a large portion of Berkshire's investment in Bank of America (NYSE: BAC). Buffett also has the challenge of producing above-market returns for shareholders. billion in new purchases. The stock sales keep coming.

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Securities and Exchange Commission (SEC) Investors Taxes Banks 246

The Motley Fool

AUGUST 26, 2024

NASDAQ: IEP) are down sharply on Monday following news that shareholder dilution is forthcoming, adding to a sell-off that's been underway since February. Although he's neither its president nor its CEO, the infamous activist investor (and majority shareholder) Carl Icahn largely steers the organization.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Collateral Shareholders Legal 130

The Motley Fool

JANUARY 6, 2025

The company's earnings release, most recent annual report on Form 10-K, and other filings with the Securities and Exchange Commission contain additional information concerning factors that could cause actual results to differ materially from those projected in forward-looking statements.

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) Capital Banks Shareholders 246

The Motley Fool

MAY 21, 2024

Securities and Exchange Commission (SEC) filings, Jeff Bezos beneficially owns approximately 1.12 As you might expect, this makes Bezos Amazon's largest shareholder, and by a wide margin. Financial institutions that offer index funds must own a certain amount of the stock to track certain indices.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Stakes Financial Institutions Shareholders 130

The Motley Fool

DECEMBER 28, 2023

Tellurian submitted a filing to the Securities and Exchange Commission (SEC) today stating that it will be issuing stock to an institutional shareholder in exchange for debt held through bonds being relinquished. In exchange, $37.9 27 outlining new stock purchased by Chatterjee Fund Management.

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Securities and Exchange Commission (SEC) Debt Shareholders Capital 130

The Motley Fool

JANUARY 7, 2024

Thirteen spot Bitcoin (CRYPTO: BTC) ETFs are currently awaiting approval from the Securities and Exchange Commission (SEC). Up to this point, the SEC has denied similar exchange-traded fund (ETF) applications, but an appellate court ruled the SEC's rejection was "arbitrary and capricious."

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Securities and Exchange Commission (SEC) Exchange-Traded Funds Accounting Assets 130

The Motley Fool

SEPTEMBER 3, 2024

That came after the largest public pension fund in the country released news on its Lucid holdings. Calpers adds Lucid shares In its latest Form 13F filed with the Securities and Exchange Commission (SEC), the California Public Employees' Retirement System reported that it added more than 250,000 Lucid shares.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Pension Funds Shareholders Assets 130

The Motley Fool

DECEMBER 1, 2023

In a regulatory filing with the Securities and Exchange Commission (SEC) and subsequent press release, the company said it is selling 2,100,700 shares of common stock. The company expects to raise a total of $524 million before deducting underwriting discounts, commissions, and other expenses.

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Securities and Exchange Commission (SEC) Bidding Shareholders Banks 130

The Motley Fool

SEPTEMBER 25, 2023

Nikola is gaining ground following recent filings with the Securities and Exchange Commission (SEC) showing that it expects to complete the sale of convertible debt notes. The new note offering is on track to generate $40 million in new funding. So what Nikola submitted a series of filings to the SEC on Sept.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Debt Shareholders Capital 130

The Motley Fool

NOVEMBER 8, 2024

Actual results may differ materially from the results expressed or implied in these statements as a result of risks, uncertainties, and other factors including but not limited to the factors set forth in the company's filings with the Securities and Exchange Commission, which can be found on the company's website or at sec.gov.

Capital 130

Capital Asset Management Due Diligence Securities and Exchange Commission (SEC) 130

The Motley Fool

OCTOBER 3, 2024

Earlier this year, in Buffett's 2023 letter to shareholders, he wrote favorably about the dividend growth policies of American Express and Coca-Cola and predicted he would leave his holdings of these two favorites untouched this year. In just a month, Buffett cut his holding in the company by 8% to about 802 million shares.

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Securities and Exchange Commission (SEC) Investors Banks Shareholders 130

The Motley Fool

SEPTEMBER 4, 2024

It's won Federal Communications Commission (FCC) approval to launch and operate the satellites and is looking very likely to begin beta service before the end of the year. This all implies a need to raise something on the order of $3 billion in new funds to build out the satellite network entirely. So, what's next for AST?

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Initial Public Offering Shareholders Debt 130

The Motley Fool

APRIL 28, 2024

Due to laws and regulations overseen by the Securities and Exchange Commission (SEC), large asset managers are required to publicly disclose their equity positions within 45 days of a quarter's end. One well-known hedge fund manager, Bill Ackman , who heads Pershing Square Capital Management, is closely watched.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Portfolios Hedge Funds Investing 130

The Motley Fool

DECEMBER 9, 2024

Wolfspeed stock is gaining today following a filing showing that it had filed for a mixed securities shelf. The company's share price is likely also getting a boost from recent filings with the Securities and Exchange Commission ( SEC ) showing that insiders have continued to acquire stock.

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Securities and Exchange Commission (SEC) Shareholders Returns Funds 100

The Motley Fool

DECEMBER 3, 2024

You should be aware that prepared remarks today made during this call may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. I also want to acknowledge the board of directors for providing a unique equity compensation structure that ensures my alignment with shareholder interest.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Leveraging Consultants Consulting 130

The Motley Fool

SEPTEMBER 13, 2024

When the first thing that an exchange-traded fund (ETF) places on its website is a list of warnings, well, you should probably pay attention. Right at the top of its production-information website, it explains: The Fund does not invest directly in NVDA. Investing in the fund involves a high degree of risk.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Exchange-Traded Funds Funds Shareholders 130

The Motley Fool

JULY 2, 2023

Canoo (NASDAQ: GOEV) recently filed a going concern warning with the Securities and Exchange Commission (SEC), suiggesting the company could curtail operations if it runs out of cash. But Canoo was, in fact, able to obtain additional funding, generating roughly $45 million from the sale of convertible bonds.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Debt Shareholders Funds 130

The Motley Fool

JULY 4, 2023

However, on June 22, Virgin Galactic filed a document with the Securities and Exchange Commission (SEC) to raise up to $400 million with a stock offering. That's why it's turning to the stock market for funding. As mentioned, it was up more than 70% at one point during June.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Shareholders Stock Market Stock Market 130

The Motley Fool

AUGUST 28, 2024

Another reason to consider Prime Medicine is its top-tier shareholder base. Alphabet , Cathie Wood's ARK Invest, and the life sciences specialty hedge fund Baker Bros. However, shareholders should be prepared for significant volatility, given the emerging nature of both the space industry and Rocket Lab's platform.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Hedge Funds Shareholders Portfolios 130

The Motley Fool

JULY 26, 2024

billion investment Whenever an investor or business purchases more than 5% of a company's outstanding shares, it's generally required to publicly disclose the stake with the Securities and Exchange Commission (SEC). A secret $6.7 Earlier this year, Berkshire finally disclosed the investment: A $6.7

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Stakes Shareholders Portfolios 130

Pension Pulse

NOVEMBER 28, 2024

The Indian company emphasized that he was appointed by the Caisse, its controlling shareholder. The American authorities are interested in the matter because Azure's shares were traded on the New York Stock Exchange, before being delisted in July 2023. Fund,” the SEC wrote. A third of them were to go to Azure.

Securities and Exchange Commission (SEC) 59

Securities and Exchange Commission (SEC) Pension Funds Conglomerates Legal 59

The Motley Fool

NOVEMBER 13, 2024

Before the market opened this morning, Archer Aviation submitted a filing to the Securities and Exchange Commission (SEC) indicating that it plans to create and sell new stock. Archer is selling stock to raise funding Archer Aviation's recent stock offering filing has raised concerns about shareholder dilution.

Securities and Exchange Commission (SEC) 100

Securities and Exchange Commission (SEC) Mergers and Acquisitions Shareholders Stakes 100