Investment Banking Legal Mutual Funds 
The Motley Fool
APRIL 27, 2024
A broker-dealer firm is in the business of buying and selling securities -- stocks, bonds, mutual funds and certain other investment products -- on behalf of its customers (as broker), for its own account (as dealer) or both. Do you or your firm have a legal or disciplinary history? What are your other qualifications?
Sara Grillo
MAY 8, 2023
The fair market value of the cap is what the carrier paid the investment bank to buy the 10% cap. As you say, Well, the fair market value of the 10% cap is what the carrier paid the investment bank to buy the 10% cap. Let’s supposed for a minute the cap is 10%. No, that’s no problem. And that’s it.
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The Big Picture
MAY 9, 2023
Investment banks were not really a known concept in the area where I grew up. We’ve been doing this for decades and this is really a strong power rally for us in as much that, you know, we’re tied to the, you know, a preeminent investment bank. SALISBURY: Honestly, I didn’t really have a long-term plan.
The Big Picture
DECEMBER 6, 2022
So, yeah, I had a career in investment banking with Jefferies, and it was a really good professional experience because I do have the opportunity to work in M&A, equity and debt financing. I had the chance to be part of some very interesting transactions in the banking space. BERRUGA: You know, great question.
The Big Picture
JUNE 11, 2024
And I would do legal work for their clients, or give tax advice or do planning or investments. We never used hedge funds, but we used private equity, you know, private lending, you know, very early on for an RIA, we were doing legal tax investments, trust services, planning, all under one roof.
The Big Picture
MARCH 27, 2023
I wanted to see the world, and whether it was investment banking, or basket weaving really had absolutely no bearing on my decision. RITHOLTZ: It’s mutual funds. It’s hedge funds. I don’t have a genius idea to say, you know, those endowments should invest with mutual funds at 5 bps a fee.
The Big Picture
APRIL 25, 2023
I mean, at first, I got out of undergrad, and a degree in finance coming out of a small college at the time, Quinnipiac College, the gigs I was offered were essentially customer service jobs at mutual funds, call service, manning the phones, which I was no stranger to. RITHOLTZ: Compliance, legal, and risk. HAMBURGER: Exactly.
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