The Motley Fool

AUGUST 26, 2024

Guardant needs money Guardant's announcement came in the form of an 8-K filing with the Securities and Exchange Commission (SEC). Three percent of the cash raised will go to investment bank Jefferies , which is organizing the stock sale. million" in new shares at market prices.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Investment Banking Investment Banks Banks 130

The Motley Fool

JANUARY 19, 2024

The spot Bitcoin exchange-traded fund (ETF) obtained approval earlier this month. The Securities and Exchange Commission (SEC) is expected to make a decision by May. The SEC took its time (more than two years) in approving a spot Bitcoin ETF. According to TD Cowen, an approval is unlikely to happen by May.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Exchange-Traded Funds Investment Banks Investment Banking 130

The Motley Fool

FEBRUARY 27, 2025

Shares of the investment bank B. ET today after the company announced that it had secured new debt financing. Riley, which has been the subject of multiple short reports and an investigation by the Securities and Exchange Commission (SEC). Riley had to delay submitting SEC filings.

Securities and Exchange Commission (SEC) 100

Securities and Exchange Commission (SEC) Debt Financing Finance 100

The Motley Fool

DECEMBER 13, 2024

In the third quarter alone, Warren Buffett and his team at Berkshire Hathaway have offloaded a staggering 235 million shares of Bank of America (NYSE: BAC). Rising interest rates in recent years have taken a toll on Bank of America's bond portfolio, and it currently sits on $89.4 billion in unrealized losses. times earnings and 1.74

Banks 130

Banks Securities and Exchange Commission (SEC) Conglomerates Capital 130

The Motley Fool

JANUARY 25, 2024

Moreover, the crypto industry had its own milestone moment as the Securities and Exchange Commission (SEC) approved several spot Bitcoin exchange-traded funds (ETFs). These new investment products are offered by financial institutions such as Ark Invest, BlackRock , and many others.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Initial Public Offering Exchange-Traded Funds Financial Institutions 130

The Motley Fool

APRIL 27, 2024

FINRA is a not-for-profit organization authorized under the federal securities laws and registered with the Securities and Exchange Commission (SEC). Alongside the SEC, FINRA oversees U.S. FINRA's mission is protecting you, the investor, and ensuring the integrity of our country's securities markets.

Securities and Exchange Commission (SEC) 100

Securities and Exchange Commission (SEC) Mutual Funds Education Legal 100

The Motley Fool

JANUARY 17, 2025

On Monday, media outlets reported that the company agreed to pay $45 million in the deal, under which it has settled Securities and Exchange Commission (SEC) allegations that it had committed a set of transgressions involving activities such as trade reporting, record keeping, and rules governing short selling.

Securities and Exchange Commission (SEC) 100

Securities and Exchange Commission (SEC) Investment Banking Investment Banks Financial Services 100

The Motley Fool

JUNE 15, 2023

And Wall Street investment bank Goldman Sachs used roughly the same methodology back in January 2022 to come up with a $100,000 price target for Bitcoin. Of course, there are wildcard factors, such as the Securities and Exchange Commission (SEC), which could move to regulate Bitcoin at any moment.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Banks Assets Investment Banks 130

The Motley Fool

JUNE 23, 2023

Virgin Galactic entered into a new distribution agency agreement with three different Wall Street investment banking firms to underwrite up to $400 million in secondary stock offerings in the future, according to a filing with the U.S. Securities and Exchange Commission. The company reported having sold 37.4

Securities and Exchange Commission (SEC) 100

Securities and Exchange Commission (SEC) Mergers and Acquisitions Investors Legal 100

The Motley Fool

SEPTEMBER 3, 2023

How does IPO investing work? A company typically hires an investment bank to underwrite the deal when it goes public. One of the bank's duties is to solicit shares to willing buyers. Typically, access to shares in IPOs is limited to high-net-worth individuals or sophisticated investors. How is Arm's business performing?

Securities and Exchange Commission (SEC) 100

Securities and Exchange Commission (SEC) High Net Worth Individuals Initial Public Offering Banks 100

BlueMind

JULY 15, 2022

For example, the Securities and Exchange Commission (SEC) in the United States or The Financial Consumer Agency of Canada (FCAC) in Canada. Unethical investment banking and insurance practices that handed all the risk to the investors resulted in one of the biggest financial crises after the Great Depression.

Securities and Exchange Commission (SEC) 98

Securities and Exchange Commission (SEC) Legal Investment Banks Investment Banking 98

The Big Picture

SEPTEMBER 7, 2022

She is the president of the New York Stock Exchange, the world’s largest, with over 2,400 listed companies for a combined market cap of about $36 trillion. She is also chair of the fixed income and data services at ICE, Intercontinental Exchange. Typically, they will interview the variety of exchanges. MARTIN: Absolutely.

Securities and Exchange Commission (SEC) 122

Securities and Exchange Commission (SEC) New York Stock Exchange Stock Exchanges Public Companies 122

The Motley Fool

APRIL 12, 2024

billion or 12% driven by higher firmwide asset management and Investment Banking fees as well as lower net investment securities losses. Next, the Corporate & Investment Bank on Page 5. Investment Banking revenue of $2 billion was up 27% year on year. Securities Services revenue of $1.2

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Banks Investment Banks Investment Banking 130

The Motley Fool

APRIL 12, 2024

Factors that may cause actual results to differ materially from expectations are detailed in our SEC filings, including the Form 8-K filed today containing our earnings materials. We continue to make investments in talent and technology to strengthen Corporate and Investment Banking.

Banks 130

Banks Securities and Exchange Commission (SEC) Investment Banks Investment Banking 130

Blackstone News

FEBRUARY 27, 2024

Barclays Bank PLC, acting through its Investment Bank, served as exclusive structuring advisor to Blackstone in the transaction, to which it also served as risk retainer and liquidity facility provider. The Transaction is expected to release approximately GBP£1.0 Follow @blackstone on  LinkedIn ,  X (Twitter) , and  Instagram. 

Securities and Exchange Commission (SEC) 52

Securities and Exchange Commission (SEC) Banks Hedge Funds Financial Institutions 52

The Motley Fool

OCTOBER 24, 2024

The matters discussed in today's conference call may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including projections, estimates and descriptions of future events. See the 10 stocks » *Stock Advisor returns as of October 21, 2024 Securities and Exchange Commission.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Financial Services Shareholders Mergers and Acquisitions 130

The Motley Fool

OCTOBER 27, 2023

Securities and Exchange Commission, SEC, the Brazilian Comissao de Valores Mobiliarios, CVM, and in particular, the factors discussed under forward-looking statements and risk factors in Vale's annual report on Form 20-F. The first briquetting plant is under commissioning with the ramp-up expected by the end of this year.

Securities and Exchange Commission (SEC) 100

Securities and Exchange Commission (SEC) Assets Financing Finance 100

The Motley Fool

MAY 9, 2024

During this call, we may make certain statements related to our business that are forward-looking statements under federal securities laws. See the 10 stocks » *Stock Advisor returns as of May 6, 2024 In terms of important housekeeping, it is important to mention the following.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Legal Leveraging Capital 130

The Motley Fool

JULY 30, 2024

The matters discussed in today's conference call may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including projections, estimates and descriptions of future events. Securities and Exchange Commission, including our most recently filed Form 10-K.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Mergers and Acquisitions Banks Debt 130

The Motley Fool

NOVEMBER 21, 2024

Please refer to the risks and uncertainties included in the press release that we issued earlier today, included in the slides posted on the investor relations website, and those more fully described in our filings with the Securities and Exchange Commission. We will also discuss certain non-GAAP financial measures.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Leveraging Professional Services Financing 130

The Motley Fool

APRIL 25, 2024

The matters discussed in today's conference call, may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including projections estimates and descriptions of future events. And also if the large investment bank consolidation impact was in this quarter or if it hasn't hit yet.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Banks Debt Capital 130

Sara Grillo

SEPTEMBER 26, 2022

And that’s actually not true, it’s actually the term financial planner is specifically regulated by the SEC, SEC interpretive release 1092, the applicability of the Advisors Act to financial planners clearly states that. The confusion is with the CFP. That’s where the confusion is coming from.

Securities and Exchange Commission (SEC) 59

Securities and Exchange Commission (SEC) Education Consulting Consultants 59

The Motley Fool

MARCH 8, 2025

The famous investment bank Goldman Sachs (NYSE: GS) just did something that crypto investors need to know about. One final note: Someday, Goldman Sachs or other investment banks will sell some of their ETFs or their coins. Here's what Goldman Sachs did and why it matters. It now owns at least $1.5

Securities and Exchange Commission (SEC) 187

Securities and Exchange Commission (SEC) Exchange-Traded Funds Banks Investment Banking 187

Pension Pulse

NOVEMBER 22, 2024

The most senior of those former officials, Cyril Cabanes, who was in charge of the Caisse’s infrastructure investments in the Asia-Pacific and Middle East regions at the time of the alleged offences, has also been charged with violating the Foreign Corrupt Practices Act by the U.S. Securities and Exchange Commission.

Securities and Exchange Commission (SEC) 59

Securities and Exchange Commission (SEC) Pension Funds New York Stock Exchange Stock Exchanges 59

The Motley Fool

JANUARY 27, 2025

Factors that could cause these results to differ materially are described in today's press release and our subsequent filings made with the SEC, including our upcoming Form 10-K. billion of personal loans, home loans, and secured loans. People want a safe and secure way to be able to send money person to person.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Taxes Financial Services Assets 130

The Motley Fool

JANUARY 11, 2025

I would never recommend investing blindly without due diligence because large hedge funds invest over different time horizons than most retail investors and with distinct goals. Where to invest $1,000 right now? Berkshire has soured on the bank sector since COVID-19, selling many of its large bank holdings.

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) Hedge Funds Due Diligence Initial Public Offering 246