Investment Banking Securities and Exchange Commission (SEC) Stock Exchanges 
The Motley Fool
AUGUST 21, 2023
The Securities and Exchange Commission is gearing up to pass sweeping regulations for private equity groups, hedge funds, and real estate investment firms that aim to bring oversight and transparency in line with US stock exchanges. Private funds, not so much.
The Motley Fool
JUNE 23, 2023
Virgin Galactic entered into a new distribution agency agreement with three different Wall Street investment banking firms to underwrite up to $400 million in secondary stock offerings in the future, according to a filing with the U.S. Securities and Exchange Commission. The company reported having sold 37.4
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The Big Picture
SEPTEMBER 7, 2022
She is the president of the New York Stock Exchange, the world’s largest, with over 2,400 listed companies for a combined market cap of about $36 trillion. She is also chair of the fixed income and data services at ICE, Intercontinental Exchange. Typically, they will interview the variety of exchanges. Absolutely.
The Motley Fool
JULY 30, 2024
The matters discussed in today's conference call may contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including projections, estimates and descriptions of future events. Securities and Exchange Commission, including our most recently filed Form 10-K.
Pension Pulse
NOVEMBER 22, 2024
The most senior of those former officials, Cyril Cabanes, who was in charge of the Caisse’s infrastructure investments in the Asia-Pacific and Middle East regions at the time of the alleged offences, has also been charged with violating the Foreign Corrupt Practices Act by the U.S. Securities and Exchange Commission.
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