Legal Securities and Exchange Commission (SEC) Shareholders 
The Motley Fool
OCTOBER 23, 2024
Mirroring his trades is made simple thanks to required Form 13F filings with the Securities and Exchange Commission (SEC). No later than 45 calendar days following the end to a quarter, institutional investors with at least $100 million in assets under management are required to file Form 13F with the SEC.
The Motley Fool
AUGUST 18, 2023
Under different umbrellas, the sum of the parts could easily become worth more than the whole, significantly benefiting shareholders. Moreover, the Securities and Exchange Commission (SEC) warned Alibaba and other Chinese companies that a delisting could occur if the agency couldn't review audits of company financial statements.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
The Motley Fool
NOVEMBER 28, 2023
7 to legalize recreational marijuana use for adults, there will soon be yet another state cannabis market opening in the U.S. Long story short, its management didn't want to wait any longer for the country to legalize cannabis at the federal level before starting to compete. But this convoluted process has gone badly awry.
The Motley Fool
OCTOBER 25, 2024
This can be done by closely monitoring Berkshire's Form 13F and Form 4 filings with the Securities and Exchange Commission (SEC). Meanwhile, Berkshire Hathaway is also required to file Form 4 with the SEC when purchases or sales are executed in a security that it owns at least a 10% stake in.
The Motley Fool
AUGUST 26, 2024
NASDAQ: IEP) are down sharply on Monday following news that shareholder dilution is forthcoming, adding to a sell-off that's been underway since February. Although he's neither its president nor its CEO, the infamous activist investor (and majority shareholder) Carl Icahn largely steers the organization.
The Motley Fool
OCTOBER 18, 2024
But on three separate occasions since this decade began, Buffett has requested (and been granted) confidential treatment when filing quarterly 13Fs with the SEC. We know this, because Berkshire Hathaway is required to file a Form 4 with the SEC disclosing any buying or selling activity in BofA. 11 through Dec.
The Motley Fool
DECEMBER 6, 2024
With shares trading up around 59% in the last 30 days, Super Micro Computer (NASDAQ: SMCI) is showing signs of recovery as investors become more confident that it can remain listed on the Nasdaq Composite stock exchange. million fine from the Securities and Exchange Commission (SEC) back in 2000 related to improperly recognized revenue.
Expert insights. Personalized for you.
246 
Let's personalize your content