The Motley Fool

JUNE 14, 2023

By constructing exchange-traded funds (ETFs) that focus on the disruptive innovations that are transforming the world, Wood has consistently captured the attention of investors seeking high-growth opportunities. million shares of Coinbase, worth about $600 million at recent prices and representing a 5% stake in the company.

Securities and Exchange Commission (SEC) 243

Securities and Exchange Commission (SEC) Investing Exchange-Traded Funds Legal 243

The Motley Fool

SEPTEMBER 3, 2023

This was true even while American crypto exchanges kept their hands off the XRP token due to potential legal trouble from the Securities and Exchange Commission's (SEC) long-running lawsuit. Judge Analisa Torres dismissed two of the SEC's three lawsuit claims on July 13, and most U.S.

Securities and Exchange Commission (SEC) 246

Securities and Exchange Commission (SEC) Stakes Legal Financing 246

The Motley Fool

OCTOBER 25, 2024

This can be done by closely monitoring Berkshire's Form 13F and Form 4 filings with the Securities and Exchange Commission (SEC). Meanwhile, Berkshire Hathaway is also required to file Form 4 with the SEC when purchases or sales are executed in a security that it owns at least a 10% stake in.

Securities and Exchange Commission (SEC) 238

Securities and Exchange Commission (SEC) Stakes Legal Banks 238

The Motley Fool

FEBRUARY 29, 2024

The currency is not directly connected to the spot prices of Bitcoin or Ethereum, running a completely separate blockchain ledger with a unique technical platform called Nominated Proof of Stake. Meanwhile, the legal battle with the U.S. So it's not too surprising to see XRP's price chart zig when the sector leaders are zagging.

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Securities and Exchange Commission (SEC) Financial Institutions Legal Banks 246

The Motley Fool

JUNE 5, 2024

But these funds have a legal obligation to report their investing activity each quarter in a Securities and Exchange Commission (SEC) filing called the 13F, which anyone can access. It's scaling up these businesses to recruit new clients and stake a large claim on the overall Chinese retail market.

Securities and Exchange Commission (SEC) 239

Securities and Exchange Commission (SEC) Hedge Funds Legal Stakes 239

The Motley Fool

NOVEMBER 28, 2023

7 to legalize recreational marijuana use for adults, there will soon be yet another state cannabis market opening in the U.S. Long story short, its management didn't want to wait any longer for the country to legalize cannabis at the federal level before starting to compete. But this convoluted process has gone badly awry.

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The Motley Fool

FEBRUARY 23, 2024

14 was the deadline for institutional investors with at least $100 million in assets under management to file Form 13F with the Securities and Exchange Commission (SEC). For example, Buffett and his team sold a substantial percentage of their respective stakes in HP and Paramount Global during the fourth quarter.

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Securities and Exchange Commission (SEC) Portfolios Banks Assets 246

The Motley Fool

JULY 14, 2024

Following the Securities and Exchange Commission's approval of spot Bitcoin ETFs earlier this year , the cryptocurrency exchange operator benefited from strong Bitcoin prices. The SEC alleges that certain digital assets on Coinbase's platform are securities and that the company should register as a securities exchange.

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Securities and Exchange Commission (SEC) Legal Stakes Financing 130

The Motley Fool

OCTOBER 18, 2024

But on three separate occasions since this decade began, Buffett has requested (and been granted) confidential treatment when filing quarterly 13Fs with the SEC. which is what often happens when Berkshire discloses a new stake in a company. 10 reduced Berkshire Hathaway's stake in Bank of America to 9.99%.

Legal 130

Legal Securities and Exchange Commission (SEC) Stakes Banks 130

The Motley Fool

JULY 14, 2023

So what The major catalyst during the week was Ripple Labs' largely successful defense in a high-stakes lawsuit brought by the Securities and Exchange Commission (SEC) in late 2020. Sales via cryptocurrency exchanges did not. Also a matter of law -- sales on exchanges are not securities.

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Securities and Exchange Commission (SEC) Legal Stakes Assets 130

The Motley Fool

JULY 26, 2023

In March 2023, the Securities and Exchange Commission (SEC) issued a Wells Notice to Coinbase, a prelude to legal enforcement action. By June, an official subpoena was filed alleging the sale of unregistered securities on Coinbase's platform and threatening its primary source of income.

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Securities and Exchange Commission (SEC) Legal Leveraging Stakes 130

The Motley Fool

MARCH 25, 2024

In the last 24 hours, the exchange has $4 billion in trading volume, up sharply from around $1 billion during the lows of the crypto bear market. Lido DAO is up in part because there continues to be speculation an Ethereum exchange-traded fund (ETF) is next after Bitcoin ETFs were approved. In this case, Bitcoin is up 7.3%

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Exchange-Traded Funds Legal Stakes 130

The Motley Fool

JANUARY 13, 2024

The former crypto market darling is still bogged down in litigation with the Securities and Exchange Commission (SEC). As long as the legal drama with the SEC stretches on (which could be until the end of 2024), it's highly unlikely that XRP will be able to do much of anything in the U.S.

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Securities and Exchange Commission (SEC) Legal Stakes Returns 130

The Motley Fool

DECEMBER 4, 2023

Although the Oracle of Omaha is far from perfect -- Berkshire is currently taking a bath on its Kraft Heinz stake -- he's led his company's class A shares (BRK.A) Sirius XM operates as a legal monopoly, and it's generated more than 77% of its revenue this year (through Sept. to an annualized return of nearly 20%. billion since Oct.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Stakes Conglomerates Bidding 130

The Motley Fool

AUGUST 3, 2023

Joining me on today's call are Brian Armstrong, co-founder and CEO; Emilie Choi, president and COO; Alesia Haas, CFO; and Paul Grewal, chief legal officer. Information concerning risks, uncertainties, and other factors that could cause these results to differ is included in our SEC filings. has struggled to keep pace.

Securities and Exchange Commission (SEC) 100

Securities and Exchange Commission (SEC) Assets Legal Shareholders 100

The Motley Fool

FEBRUARY 21, 2024

Our press release was distributed this morning and furnished on Form 8-K with the Securities and Exchange Commission. The information being provided today is as of this date only, and except as required by the federal securities laws, the company does not undertake a duty to update any such information.

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Securities and Exchange Commission (SEC) Banks Prospects Assets 130

Zajac Group

FEBRUARY 7, 2023

However, SEC regulations, company insider trading policies and fears of allegations of insider trading may prevent proper diversification of holdings. Additionally, at year-end 2022, the Securities and Exchange Commission (SEC) approved several new requirements that will affect Rule 10b-5 plans going forward.

Securities and Exchange Commission (SEC) 52

Securities and Exchange Commission (SEC) Liabilities Best Practices Education 52

The Motley Fool

NOVEMBER 7, 2024

See 3 “Double Down” stocks » *Stock Advisor returns as of November 4, 2024 For a complete discussion of the risks and uncertainties related to our business, please refer to the information contained in our filings with the Securities and Exchange Commission as well as today's earnings please.

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Securities and Exchange Commission (SEC) Leveraging Accounting Debt 130

The Motley Fool

NOVEMBER 14, 2024

For more information about key risk factors, please refer to our investor relations website, the press release issued today, and the risks and uncertainties described in our Form 10-K, Form 10-Q, and other filings with the Securities and Exchange Commission. I think you're going to retain a stake with Reliance.

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Securities and Exchange Commission (SEC) Assets Investors Returns 130

The Motley Fool

OCTOBER 25, 2024

Securities and Exchange Commission, the Brazil Comissao de Valores MobiliArios, and in particular, the factors discussed under forward-looking statements and risks factors in Vale's annual report on Form 20-F. In Q3, we also acquired the remaining stake in Aliança Energia. Please, Murilo.

Debt 130

Debt Securities and Exchange Commission (SEC) Assets Portfolios 130

The Motley Fool

JANUARY 28, 2024

Does the company maintain a high standard of disclosure consistent with SEC guidelines? When you check through the way that they communicate to shareholders, what they file, not having massive risk disclosure about this and about with the SEC, Kinsale is pretty clean when it comes to this. David Gardner: I like that approach as well.

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The Motley Fool

JANUARY 16, 2024

Our actual results could differ materially due to a number of factors, including those listed on Slide 2 and those outlined in our latest Form 10-K filed with the Securities and Exchange Commission. In November, we monetized an additional portion of our Cencora stake with nearly $700 million of proceeds. Please go ahead.

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Securities and Exchange Commission (SEC) Leveraging Taxes Assets 130

The Motley Fool

MARCH 18, 2024

In addition, many of the risks regarding the business are disclosed in the company's Form 20-F filed with the Securities and Exchange Commission, which is available at www.sec.gov. But if you can remind us, like his economic stake is not that large anymore. Please proceed. Key accounts TPV decreased 17.6%

Banks 130

Banks Taxes Financial Services Securities and Exchange Commission (SEC) 130

The Motley Fool

MAY 2, 2024

Joining me on today's call are Brian Armstrong, co-founder and CEO; Emilie Choi, president and COO; Alesia Haas, CFO; and Paul Grewal, chief legal officer. Information concerning risks, uncertainties and other factors that could cause these results to differ is included in our SEC filings. Turning to derivatives.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Legal Assets Shareholders 130

The Motley Fool

OCTOBER 23, 2024

These forward-looking statements are only predictions and involve risks and uncertainties that are described in more detail in our most recent periodic reports filed with the Securities and Exchange Commission, available on our website, and at sec.gov. Total revenues for the third quarter were $977.9 million, down 4.9%

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Securities and Exchange Commission (SEC) Financing Finance Taxes 130

The Motley Fool

FEBRUARY 23, 2024

Securities and Exchange Commission, the Brazilian Comissao de Valores Mobiliarios, and, in particular, the factors discussed under Forward-looking Statements and Risk Factors in Vale's annual report on Form 20-F. Should you invest $1,000 in Vale right now? Minus-Rio today has a nameplate capacity to produce up to 26.5

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Securities and Exchange Commission (SEC) Assets Financing Finance 130

Pension Pulse

SEPTEMBER 17, 2024

Thomas Gnau of Dayton Daily News reports CDPQ takes minority stake in AES Ohio with $546M investment: Canadian global investment group CDPQ will take a stake in Dayton-area electric utility AES Ohio with a $546 million investment, with the closing of the deal expected in the first half of 2025, AES said Tuesday. It reported a 4.2%

Securities and Exchange Commission (SEC) 59

Securities and Exchange Commission (SEC) Stakes Investing Pension Funds 59

The Motley Fool

NOVEMBER 12, 2024

During today's call, we will be making some forward-looking statements within the meaning of the federal securities laws. The principal risks and uncertainties that could cause our results to differ materially from our current expectations are detailed in our latest earnings release and in our SEC filings. and Poland in Europe.

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Securities and Exchange Commission (SEC) Debt Leveraging Amortization 130

The Motley Fool

FEBRUARY 7, 2024

We're also thrilled to share that we're entering into an exciting relationship with Epic Games, acquiring a small equity stake and launching a groundbreaking new games and entertainment universe that brings together Disney's beloved brands and franchises with the hugely popular Fortnite. Operator, next question, please. Operator Thank you.

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Securities and Exchange Commission (SEC) Banks Shareholders Accounting 130

The Motley Fool

NOVEMBER 4, 2024

[Operator instructions] At this time, I would now like to turn the call over to Tryn Stimart, AbCellera's chief legal and compliance officer. Tryn Stimart -- Chief Legal and Compliance Officer Thank you. I'm Tryn Stimart, AbCellera's chief legal and compliance officer. You may proceed.

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Securities and Exchange Commission (SEC) Legal Assets Capital 130

The Motley Fool

FEBRUARY 20, 2024

[Operator instructions] I would now like to pass the conference over to our host, Tryn Stimart, chief legal and compliance officer with AbCellera. Tryn Stimart -- Chief Legal and Compliance Officer Thank you. I'm Tryn Stimart, AbCellera's chief legal and compliance officer. Tryn, please go ahead.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Assets Legal Capital 130

Blackstone News

JANUARY 19, 2024

BREIT will maintain its approximately 11% ownership stake post-closing. Copies of the Arrangement Agreement and of the management information circular for the Special Meeting will be filed with Canadian securities regulators and will be available on the SEDAR+ profile of Tricon at www.sedarplus.ca.

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Securities and Exchange Commission (SEC) Legal Shareholders Capital 97

Pension Pulse

NOVEMBER 28, 2024

The American authorities are interested in the matter because Azure's shares were traded on the New York Stock Exchange, before being delisted in July 2023. Mr. Rosling is not one of them, but he nevertheless finds himself implicated in this matter, according to a civil complaint from the Securities and Exchange Commission (SEC).

Securities and Exchange Commission (SEC) 59

Securities and Exchange Commission (SEC) Pension Funds Conglomerates Legal 59

The Motley Fool

JANUARY 31, 2024

Securities and Exchange Commission. Your next question comes from the line of Seamus Fernandez from Guggenheim Securities. But is that a restriction a legal one? And with that, I'll hand across to Vas. Should you invest $1,000 in Novartis Ag right now? and Novartis Ag wasn't one of them. So moving next.

Securities and Exchange Commission (SEC) 130

Securities and Exchange Commission (SEC) Shareholders Banks Stakes 130

The Motley Fool

MAY 8, 2024

[Operator instructions] At this time, I would like to turn the call over to Tryn Stimart, AbCellera's chief legal and compliance officer. Tryn Stimart -- Chief Legal and Compliance Officer Good morning, good afternoon and good evening to everyone listening around the world. Please go ahead.

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Securities and Exchange Commission (SEC) Legal Capital Funds 130

Pension Pulse

NOVEMBER 22, 2024

Securities and Exchange Commission. and Azure won contracts from the Indian national government to build a solar power production facility, according to an SEC charging document filed in a New York City federal court. In 2019, his company, Adani Green Energy Ltd., Adani Green sought to raise money from U.S.

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Securities and Exchange Commission (SEC) Pension Funds New York Stock Exchange Stock Exchanges 59

The Big Picture

NOVEMBER 7, 2023

’cause there’s a lot you can do if you are willing to run the risk that like maybe the Securities and Exchange Commission will sue you or like maybe you’ll go to jail for a year, you know, but maybe you’re gonna make a lot of money first. And you mentioned number go up is the title of the book.

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Securities and Exchange Commission (SEC) Hedge Funds Banks Legal 64